HomeMy WebLinkAboutResolution No. 566-17 - AuthorizeIssuanceofRevenueBonds.o/b/oMayoClinicRESOLUTION NO. -17
RESOLUTION GIVING APPROVAL
TO THE ISSUANCE OF REVENUE BONDS
PURSUANT TO MINNESOTA STATUTES, SECTION 469.152
THROUGH 469.165 ON BEHALF OF MAYO CLINIC
AND AUTHORIZING PREPARATION OF NECESSARY DOCUMENTS
BE IT RESOLVED by the Common Council of the City of Rochester, Minnesota (the
“City”), as follows:
Section 1.Recitals and Findings.
1.01Pursuant to Minnesota Statutes, Sections 469.152 through 469.165 (the “Act”)
and a Trust Indenture dated as of December 1, 1987, as amended (as amended through the date
hereof, the “Original Indenture”), between the City and Wells Fargo Bank, National Association
(successor to Norwest Bank Minnesota, National Association), as Trustee (the “Trustee”), the
City provided for the issuance from time to time of revenue bonds of the City (as defined in the
Original Indenture, the “Bonds”) on behalf of Mayo Clinic, a Minnesota nonprofit corporation
(the “Corporation”), and certain affiliates.
1.02By a Loan Agreement dated as of December 1, 1987, as amended and restated by
an Amended and Restated Loan Agreement dated as of May 2, 1998 and as amended to the date
hereof (the “Original Loan Agreement”), between the City and the Corporation and its affiliates,
the City agreed to lend the proceeds of each series of the Bonds, when and if issued, to the
Corporation and its affiliates.
1.03The Corporation has requested that the City issue its Bonds, in one or more series,
in an approximate principal amount of $200,000,000 (the “Bonds”) pursuant to the Act to pay (i)
costs of issuance of the Bonds and (ii) the costs of capital projects involving renovations,
acquisition of equipment and construction at the Corporation facilities in the City including
Mayo Clinic buildings at or near 200 First Street SW; Mayo Clinic Hospital - Rochester at 201
West Center Street, and Mayo Clinic Hospital - Rochester located at the 1200 to 1400 block of
nd
2 Street SW in the City, including the Saint Marys modernization and growth plan, consisting
of expansion of the Generose building, operating room capacity, renovation and expansion of the
neonatal and pediatric intensive care units, increase in ICU beds and other improvements and
equipment purchases (collectively, the “Project”).
1.04The Corporation anticipates that the Project, once completed, will enhance
employment in the City and the State as provided in the Application, and will enhance the
Corporation’s ability to provide quality health care services at reasonable cost. The Corporation
has represented to the City that the issuance of the Bonds is essential to the successful
completion of the Project.
1.05At a public hearing, duly noticed and held on the date hereof in accordance with
Section 147(f) of the Internal Revenue Code of 1986, as amended (the “Code”), on the proposal
to issue the Bonds, all parties who appeared at the hearing were given an opportunity to express
their views with respect to such proposal, and interested persons were given the opportunity to
submit written comments to the City Clerk before the date of the hearing.
1.06Drafts of the following documents relating to the Bonds have now been presented
to the Common Council and shall be filed in the office of the City Clerk:
(a)A Twentieth Supplemental Indenture (the “Twentieth Supplemental
Indenture”; the Original Indenture as so amended, the “Indenture”) to be entered into
between the City and the Trustee, whereby the Bonds are created and their terms,
conditions and forms established and
(b)an Amendment No. 21 to the Original Loan Agreement (“Amendment No.
21”; the Original Loan Agreement as so amended, the “Loan Agreement”), to be entered
into between the City and the Corporation, whereby the City agrees to lend the proceeds
of the Bonds to the Corporation and the Corporation agrees to repay the loan from the
City and all costs and expenses of the City in connection with the issuance and sale of the
Bonds.
The Twentieth Supplemental Indenture and Amendment No. 21 are collectively called the “Bond
Documents.” The Bond Documents are hereby made a part of this Resolution as fully as though
set forth in full herein.
1.07This Council hereby declares its present intent to proceed with the Project and its
financing and to have the City issue its revenue bonds under the Act for these purposes. All
details of the Bonds and the provisions for payment thereof shall be subject to final approval of
the Project by the Minnesota Department of Employment and Economic Development and may
be subject to such further conditions as the City may specify.
1.08The Mayor and the City Clerk are authorized to cooperate with the Corporation in
obtaining the approval of the Commissioner of the Department of Employment and Economic
Development for the issuance of the Bonds, as required by the Act. The Application, with
attachments, in substantially the form heretofore submitted to the Council is hereby approved,
and the Mayor and the City Clerk are authorized to execute said documents on behalf of the City.
Section 2.Authorization of the Bonds; Approval and Execution of Documents.
2.01The City hereby approves the issuance of the Bonds under the Act and the
Indenture and the loan of the proceeds of the Bonds to the Corporation in accordance with the
Loan Agreement.
2.02The forms and the execution and the delivery of the Bond Documents submitted
to this Council are hereby approved, with such additions or modifications thereto and deletions
therefrom as may be approved by the Mayor and the City Clerk prior to the execution and
delivery thereof and subject to the review and comment of the City’s special issuer’s counsel for
the Bonds, Kennedy and Graven, Chartered, the approval thereof to be conclusively evidenced
by the execution and delivery of the Bond Documents by the appropriate officers of the City.
The City recognizes that as of the date of adoption of this Resolution the detailed terms of the
Bonds are not finally resolved, and consequently when issued the Bonds may be in fewer or
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more series than the forms of Bond Documents currently provide, and will bear interest at rates
not yet determined, but the Bonds to be issued shall be issued in the approximate principal
amount of $200,000,000, and the initial interest rate on the Bonds shall not exceed 6% per
annum, and shall be set forth in the Twentieth Supplemental Indenture, as finally executed. The
Bonds are expected to mature no later than 40 years from the date of issuance thereof.
2.03The Mayor and the City Clerk are hereby authorized in their discretion at such
time, if any, as they may deem appropriate, to execute and deliver the Bond Documents in the
name and on behalf of the City, following the review and comment of the City’s special issuer’s
counsel for the Bonds.
2.04The Mayor, the City Clerk and the other officers of the City are hereby authorized
to prepare and furnish to Bond Counsel certified copies of all proceedings and records of the City
relating to the Bonds and such other affidavits and certificates as may be required to show the
facts relating to the Bonds as such facts appear in the books and records in the officers’ custody
and control or as otherwise known to them. All such certified copies, affidavits and certificates,
including any heretofore furnished, shall constitute representations of the City as to the truth of
all statements contained therein.
2.05In the absence of the Mayor or the City Clerk, any of the documents authorized by
this Resolution to be executed and delivered may be executed and delivered by the acting or
deputy Mayor or City Clerk, respectively.
2.07 The Bonds shall not constitute an indebtedness, a pecuniary liability, a moral or
general obligation, a loan of the credit of the City or a charge, lien or encumbrance, legal or
equitable, upon any property of the City, except the revenues specifically pledged to the payment
thereof, and each Bond, when, as and if issued, shall recite in substance that such Bond,
including interest thereon, is payable solely from the revenues and property specifically pledged
to the payment thereof, and shall not constitute a debt or pecuniary liability of the City.
This Resolution shall be effective immediately upon its adoption.
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Adopted this 18th day of December, 2017.
President of the Common Council
Attest:
City Clerk
Approved the day of December, 2017.
Mayor
4831-2616-0728\\2
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The Mayor stated that this was the time and place fixed for a public hearing to be held on
the proposal that the City undertake a financing on behalf of Mayo Clinic, a Minnesota nonprofit
corporation (the “Corporation”), pursuant to Minnesota Statutes, Sections 469.152 through
469.165, as amended. The City Clerk presented an affidavit showing publication of the notice of
public hearing at least once not fewer than fourteen (14) nor more than thirty (30) days prior to
the date fixed for the public hearing, in the Rochester Post-Bulletin, being the official newspaper
of the City and a newspaper of general circulation in the City. The affidavit was examined,
found to be satisfactory and ordered placed on file with the City Clerk.
The Mayor then opened the meeting for the public hearing on the proposal to undertake
and finance the Project on behalf of the Corporation. The purpose of the hearing was explained,
the nature of the Project and of the proposed revenue bonds was discussed, the draft copy of the
Application to the Minnesota Department of Employment and Economic Development (the
“Application”), with draft copies of all attachments and exhibits, was available, and all persons
present who desired to do so were afforded an opportunity to express their views with respect to
the proposal to undertake and finance the Project, in response to which the following persons
either appeared, were recognized and made statements, or filed written comments with the City
Clerk before the date set for the hearing, summaries of which appear opposite their respective
names:
Name of Speaker Summary of Views
The City Clerk \[reported that no written comments had been\] \[read a summary of the
written comments\]* filed in her office before the date of the hearing.
After all persons who wished to do so had stated or filed their views on the proposal, the
Mayor declared the public hearing to be closed.
*Strike inappropriate language
STATE OF MINNESOTA )
) ss.
COUNTY OF OLMSTED )
I, Anissa Hollingshead, City Clerk of the City of Rochester, Minnesota, do hereby certify
that I have compared the attached copy of the minutes of a public hearing held on December 18,
2017, and the resolution adopted that same date with the original minutes and resolution on file
in my office and that the foregoing is a true and correct copy of the said minutes and resolution
and of the whole thereof.
Witness my hand this day of December, 2017.
_________________________________
City Clerk of the City of Rochester,
Minnesota
(Seal of the City of Rochester, Minnesota)