HomeMy WebLinkAboutResolution No. 155-22 (4A EDA) - Resolution EDA - TIF District No. 80-1 and Development Assistance Agreement with Northern Heights LP
EDA RESOLUTION NO.
CITY COUNCIL RESOLUTION NO.
Rochester Economic Development Authority
County of Olmsted, State of Minnesota
Approving Economic Development District No. 80 and Plan; a Housing Tax
Increment Financing District No. 80-1; and a Tax Increment Financing Plan, and
Authorizing the Execution of a Development Assistance Agreement
BE IT RESOLVED by the Board of Commissioners (the “Board”) of the Rochester
Economic Development Authority (the “EDA”) and the Common Council (the “Council”)
of the City of Rochester, Minnesota (the “City”), as follows:
Section 1. Recitals.
1.01. It has been proposed that the EDA establish Economic Development
District No. 80 (the “Development District”), adopt the Economic Development Plan for
the Development District (the “Development Plan”), establish Housing Tax Increment
Financing District No. 80-1 (Northern Heights Project) within the Development District (the
“TIF District”) and adopt a Tax Increment Financing Plan therefor (the “TIF Plan” and,
together with the Development Plan, the “Plans”), all pursuant to and in conformity with
applicable law, including Minnesota Statutes, Sections 469.001 through 469.047,
Sections 469.090 through 469.1082, Sections 469.174 through 469.1794 (the “TIF Act”),
all as amended (collectively, the “Act”); all as reflected in that certain document entitled
in part “Economic Development Plan for Economic Development District No. 80 of the
Rochester Economic Development Authority and Tax Increment Financing Plan for
Housing Tax Increment Financing District No. 80-1 (Northern Heights Project),” dated
June 20, 2022, and presented for the Council’s and the Board’s consideration.
1.02. The Council and the Board have investigated the facts relating to the
establishment of the Development District, the adoption of the Development Plan, the
establishment of the TIF District and the adoption of the TIF Plan.
1.03. The City or the EDA has performed all actions required by law to be
performed prior to the adoption and approval of the TIF Plan, including but not limited to
notice to the County Commissioner representing the area of the County to be included in
the TIF District, delivery of the TIF Plan to the County and School Board and the holding
of a joint public hearing thereon by the City and the EDA following notice thereof published
in the City’s official newspaper at least 10 but not more than 30 days prior to the public
hearing.
1.04. Certain written reports and other documentation (collectively, the “Reports”)
relating to the Plans, including the tax increment application made and other information
supplied by Northern Heights, Limited Partnership, a Minnesota limited partnership (or an
affiliate thereof or partnership formed thereby, the “Developer”) as to the activities
contemplated therein, have heretofore been assembled or prepared by staff or others and
submitted to the Council and the Board and/or made a part of the City and EDA files and
proceedings on the Plans. The Reports include information constituting or relating to (1)
why the assistance satisfies the so-called “but for” test and (2) the bases for the other
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findings and determinations made in this resolution. The Council and the Board hereby
confirm, ratify and adopt the Reports, which are hereby incorporated into and made as
fully a part of this resolution to the same extent as if set forth in full herein.
1.05. The TIF District is being established to facilitate the construction of an
approximately 66-unit, three-story workforce multifamily rental housing development
consisting of a mix of 1-, 2-, and 3-bedroom apartments with both underground and
surface parking, as well as in-unit laundry, a community room, an outdoor play area, and
an exercise room, with all related improvements to be completed, owned and operated
by the Developer within the TIF District (the “Development”).
Section 2. Findings for the Adoption and Approval of the Plans.
2.01. The Council and the Board hereby find that the Development District is
proper and desirable to establish in the City and the Development Plan will afford
maximum opportunity, consistent with the needs of the City as a whole, for the
development of low and moderate income housing facilities and related structures in the
City by private enterprise, and otherwise promote certain public purposes and accomplish
certain objectives as specified in the Plans.
2.02. The Council and the Board hereby find that the TIF District is in the public
interest and is a “housing district” within the meaning of Minnesota Statutes, Section
469.174, Subdivision 11, because:
The TIF District consists of a project or portions of a project intended for
occupancy, in part, by persons or families of low and moderate income as
defined in Chapter 462A, Title II of the National Housing Act of 1934, the
National Housing Act of 1959, the United States Housing Act of 1937, as
amended, Title V of the Housing Act of 1949, as amended, and any other
similar present or future federal, state or municipal legislation, or the
regulations promulgated under any of those acts. The Developer has
represented that at least 40% of the units in the Development will be
reserved for rental to persons whose annual income does not exceed 60%
of applicable area median income. No more than 20% of the square footage
of any building that receives assistance from tax increments will consist of
commercial, retail or other nonresidential uses.
2.03. The Council and the Board hereby make the following additional findings in
connection with the TIF District:
(a) The Council and the Board further find that the proposed
Development, in the opinion of the Council and the Board, would not occur solely
through private investment within the reasonably foreseeable future and, therefore,
the use of tax increment financing is deemed necessary. The specific basis for
such finding being:
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The Development will result in the construction of low and moderate
income housing units which would not otherwise be constructed in
the reasonably foreseeable future. The rents for affordable housing
projects do not provide a sufficient return on investment to stimulate
new development. The Developer has represented that it could not
proceed with the Development without tax increment assistance.
(b) The Council and the Board further find that the TIF Plan conforms to
the general plan for the development or redevelopment of the City as a whole. The
specific basis for such finding being:
The TIF Plan will generally complement and serve to implement
policies adopted in the City’s comprehensive plan. The housing
Development contemplated on the property will comply with the
existing zoning or a variance for the property, if approved.
(c) The Council and the Board further find that the TIF Plan will afford
maximum opportunity consistent with the sound needs of the City as a whole for
the development of the TIF District by private enterprise. The specific basis for
such finding being:
The Development proposed to occur within the TIF District is the
construction by private enterprise of primarily low and moderate
income multi-family housing. The Development will increase the
taxable market valuation of the City and improve the quality and
availability of affordable housing in the City. The available multi-
family housing in the City will expand by approximately 66 rental
units with the completion of the Development and help fulfill the
need for such housing in the City.
2.04. The City and the EDA elect to retain all of the captured tax capacity to
finance the costs of the TIF District and the Development District.
2.05. The provisions of this Section 2 are hereby incorporated by reference into
and made a part of the TIF Plan.
2.06. The Council and the Board further find that the Plans are intended and in
the judgment of the Council and the Board its effect will be to promote the public purposes
and accomplish the objectives specified therein. The Council and the Board also intend
that the EDA shall have and enjoy, with respect to the Development District, the full range
of powers and duties conferred upon the EDA pursuant to the Development Plan, the TIF
Act, and such other legal authority as the EDA may have or enjoy from time to time.
2.07. The Development District and the TIF District are hereby established and
the Plans, as presented to the Council and the Board on this date, including without
limitation the findings and statements of objectives contained therein, are hereby
approved, ratified, established, and adopted and shall be placed on file in the office of the
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Executive Director of the EDA. City or EDA staff shall, in writing, request the Olmsted
County Auditor to certify the new TIF District and file the Plans with the Commissioner of
Revenue and the Office of the State Auditor.
Section 3. Approval of Development Assistance Agreement.
3.01. The Developer has presented the Council and the Board with a proposal for
the Development, and there has been prepared and presented to the Board for its
consideration a certain Development Assistance Agreement (the “Agreement”) between
the EDA and the Developer regarding the Development and the terms and conditions of
the EDA’s assistance with financing certain costs of the Development. Because the
Development qualified for and was awarded Low Income Housing Tax Credits, the
Council and the Board hereby waive the provisions in the TIF policy limiting payment of
tax increments to the lesser of 15 years or $12,000/unit.
3.02. Subject to obtaining necessary variances, site plan approvals and zoning
approvals, the Council and the Board hereby approve the Agreement in substantially the
form presented to the Council and the Board, together with any related documents
necessary in connection therewith, including but not limited to any documents, exhibits,
certifications or consents referenced in or attached to the Agreement including without
limitation the TIF Note as defined therein, (collectively, the “Development Documents”)
and hereby authorize the President and Secretary to negotiate the final terms thereof and,
in their discretion and at such time, if any, as they may deem appropriate, to execute the
same on behalf of the EDA, and to carry out, on behalf of the EDA, the EDA’s obligations
thereunder; provided however that this authorization by the Council and the Board shall
expire if the Developer has not completed the following actions within 180 days after the
date of this resolution: (i) executed the Agreement, (ii) obtained a footing and foundation
permit and commenced construction of the foundation of the Development, and (iii)
delivered to the EDA evidence satisfactory to the EDA that the Developer has adequate
financial resources available for and committed to the completion of the Development.
Prior to the expiration of such 180 period, the Developer may request an extension from
the Board.
3.03. The approval hereby given to the Development Documents includes
approval of such additional details therein as may be necessary and appropriate and such
modifications thereof, deletions therefrom and additions thereto as may be necessary and
appropriate and approved by legal counsel to the EDA and by the officers authorized
herein to execute said documents prior to their execution; and said officers are hereby
authorized to approve said changes on behalf of the EDA. The execution of any
instrument by the appropriate officers of the EDA herein authorized shall be conclusive
evidence of the approval of such document in accordance with the terms hereof. This
Resolution shall not constitute an offer and the Development Documents shall not be
effective until the date of execution thereof as provided herein.
3.04. In the event of absence or disability of the officers, any of the documents
authorized by this Resolution to be executed may be executed without further act or
authorization of the Council or the Board by any duly designated acting official, or by such
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other officer or officers of the Board as, in the opinion of the City Attorney, may act in their
behalf. Upon execution and delivery of the Development Documents, the officers and
employees of the EDA are hereby authorized and directed to take or cause to be taken
such actions as may be necessary on behalf of the EDA to implement the Development
Documents, including without limitation the issuance of the Tax Increment Revenue Note
thereunder, when all conditions precedent thereto have been satisfied.
3.05. The Council and the Board hereby determine that the execution and
performance of the Development Documents will help realize the public purposes of the
Act.
Section 4. Interfund Loans.
4.01. The Council and the Board hereby approve a policy on interfund loans or
advances (“Loans”) for the TIF District, as follows:
(a) The authorized tax increment eligible costs (including without
limitation out-of-pocket administrative expenses in an amount up to $184,324.60,
interest in an amount up to $350,000 and other project costs in an amount up to
$1,308,921.40) payable from the TIF District, as its TIF Plan is originally adopted
or may be amended, may need to be financed on a short-term and/or long-term
basis via one or more Loans, as may be determined by the City Finance Director
from time to time.
(b) The Loans may be advanced if and as needed from available monies
in the City’s general fund or other City fund designated by the City Finance
Director. Loans may be structured as draw-down or “line of credit” obligations of
the lending fund(s).
(c) Neither the maximum principal amount of any one Loan nor the
aggregate principal amount of all Loans may exceed $1,843,246 outstanding at
any time.
(d) All Loans shall mature not later than February 1, 2051 or such earlier
date as the City Finance Director may specify in writing. All Loans may be pre-
paid, in whole or in part, whether from tax increment revenue, tax increment
revenue bond proceeds or other eligible sources.
(e) The outstanding and unpaid principal amount of each Loan shall bear
interest at the rate prescribed by the statute (Minnesota Statutes, Section 469.178,
Subdivision 7), which is the greater of the rates specified under Sections 270C.40
or 549.09 at the time a Loan, or any part of it, is first made, subject to the right of
the City Finance Director to specify a lower rate (but not less than the City’s then-
current average investment return for similar amount and term).
(f) Such Loans within the above guidelines are pre-approved. The
Loans need not take any particular form and may be undocumented, except that
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the City Finance Director shall specify the principal amount and interest rate and
maintain all necessary or applicable data on the Loans.
PASSED AND ADOPTED BY THE BOARD OF COMMISSIONERS OF THE
TH
ROCHESTER ECONOMIC DEVELOPMENT AUTHORITY, THIS 20 DAY OF
JUNE, 2022.
PRESIDENT OF SAID AUTHORITY
SECRETARY OF SAID AUTHORITY
PASSED AND ADOPTED BY THE COMMON COUNCIL OF THE CITY OF
ROCHESTER, MINNESOTA, THIS __________ DAY OF _______________, 2022.
___________________________________
PRESIDENT OF SAID COMMON COUNCIL
ATTEST: __________________________
CITY CLERK
APPROVED THIS _____ DAY OF ______________________, 2022.
___________________________________
MAYOR OF SAID CITY
(Seal of the City of
Rochester, Minnesota)
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