HomeMy WebLinkAboutResolution No. 242-13• CITY OF ROCHESTER, MINNESOTA
RESOLUTION NO.
A RESOLUTION AUTHORIZING AND APPROVING
THE ISSUANCE AND THE SALE OF HOUSING REVENUE BONDS
(ROCHESTER SENIOR HOUSING LIMITED PARTNERSHIP PROJECT)
SERIES 2013;
FIXING THEIR FORMS AND SPECIFICATIONS;
DIRECTING THEIR ISSUANCE AND DELIVERY;
AND PROVIDING FOR THEIR PAYMENT
WHEREAS, the City of Rochester, Minnesota (the "Issuer") is a municipal corporation
duly organized and existing under its home rule charter and the Constitution and laws of the
State of Minnesota; and
WHEREAS, pursuant to Minnesota Statutes, Chapter 462C, as amended (the "Act"), the
Issuer has been requested by Rochester Senior Housing Limited Partnership, a Minnesota
limited partnership (the "Borrower") to issue its Housing Revenue Bonds (Rochester Senior
Housing Limited Partnership Project) Series 2013 in an aggregate principal amount of
$4,500,000 (the "Bonds"), the proceeds of which will be used to finance the acquisition,
construction, equipping and improving of a 40-unit residential rental facility, for seniors aged 62
and older, to be located at the corner of Highway 14 SE and Towne Club Parkway in the City of
. Rochester, Minnesota (the "Project"); and
WHEREAS, the Common Council, on December 17, 2012, conducted a public hearing
on a certain housing program (the "Program"), after publication of a notice of said hearing,
providing for the issuance of the Bonds by the Issuer, and, following such hearing, adopted the
Program; and
•
WHEREAS, on May 20, 2013, the Issuer has received an allocation of $4,500,000 of
bonding authority to issue tax-exempt bonds pursuant to Minnesota Statutes, Chapter 474A, and
hereby allocates all of such bonding authority towards to the issuance of the Bonds.
WHEREAS, the Borrower has requested that the Issuer issue the Bonds for the benefit of
the Borrower, pursuant to the terms of a Trust Indenture, dated on or after June 1, 2013 (the
"Indenture'), between the Issuer and The Huntington National Bank, as trustee (the "Trustee");
and
WHEREAS, the Borrower has requested that the Issuer loan the proceeds derived from
the sale of the Bonds to the Borrower pursuant to the terms of a Loan Agreement, dated on or
after June 1, 2013 (the "Loan Agreement"), between the Issuer and the Borrower, and the
Borrower proposes to apply the proceeds of the loan made pursuant to the terms of the Loan
Agreement (the "Loan") to the payment of a portion of the costs of the acquisition, construction,
and equipping of the Project and related costs; and
4824-1167-1827.3
WHEREAS, the Bonds will be issued pursuant to the terms of the Indenture and this
resolution and the Bonds and the interest on the Bonds: (i) shall be payable solely from the
revenues pledged therefor under the Indenture; (ii) shall not constitute a debt of the Issuer within
the meaning of any constitutional or statutory limitation; (iii) shall not constitute nor give rise to
a pecuniary liability of the Issuer or a charge against its general credit or taxing powers; (iv) shall
not constitute a charge, lien, or encumbrance, legal or equitable, upon any property of the Issuer
other than the Issuer's interest in the Loan Agreement; and (v) shall not constitute a general or
moral obligation of the Issuer; and
WHEREAS, forms of the following documents (including the exhibits referred to therein)
have been submitted to the Issuer:
a. The Bonds;
b. The Loan Agreement;
C. The Indenture;
d. A Regulatory Agreement, dated on or after June 1, 2013 (the "Regulatory
Agreement"), between the Issuer, the Borrower, and the Trustee, entered into to ensure
continuing compliance with certain rental and occupancy restrictions imposed by the Act
and Section 142(d) of the Internal Revenue Code; and
• e. A Bond Purchase Agreement, dated on or after the pricing date of the
Bonds, between the Issuer, the Borrower, and The Sturges Company, as original
purchaser of the Bonds.
NOW, THEREFORE, BE IT RESOLVED BY THE COMMON COUNCIL OF THE
CITY OF ROCHESTER, MINNESOTA AS FOLLOWS:
Section 1. The issuance of the Bonds for the purpose of financing the Project is
hereby authorized, subject to the terms and conditions provided in this resolution. The Bonds
shall bear interest at an average rate not in excess of one and one-half percent (1.50%) per
annum, subject to final determination. The Bonds shall be in such denomination and form, be
numbered and dated, shall mature and be subject to redemption prior to maturity, and shall have
such other details and provisions as are prescribed by the Indenture.
Section 2. The Bonds do not and shall not constitute indebtedness, a pecuniary
liability, a moral or general obligation or a loan of the credit of the Issuer, and the Bonds are not
and may not be secured by, and are not charges, liens or encumbrances, legal or equitable,
against the Issuer's property, funds, general credit or taxing powers. The Bonds are and shall be
only special and limited revenue obligations of the Issuer payable solely from the revenues
provided for the payment*thereof pursuant to the Indenture, including the Issuer's rights under
the Loan Agreement (except certain reserved rights of the Issuer).
• Section 3. The Bonds, the Indenture, the Loan Agreement, the Regulatory Agreement
4824-1167-1827.3
•
and the Bond Purchase Agreement are hereinafter referred to as the "Issuer Documents". The
Common Council hereby authorizes the Mayor and the City Clerk, in their sole and absolute
discretion and at such time, if any, as they may deem appropriate, to execute and deliver the
Bonds and the remaining Issuer Documents. The approval given herein to the execution of the
Issuer Documents shall be to the same documents substantially in the form presented to the
Issuer in advance of this meeting of the, Common Council, with such additions or omissions as
may be acceptable to the officers of the Issuer executing said documents, as evidenced by their
execution and delivery thereof.
The Issuer officials are also authorized to execute such other certificates as may be
requested to show such facts and circumstances relating to the Bonds as may be provided in
Issuer records within their custody or control.
In the event that the Mayor or the City Clerk, due to absence or incapacity, is unable to
execute any of the Issuer Documents in accordance with the terms of this resolution, such
officers of the Issuer, respectively, as may act in their stead may do so on behalf of the Issuer,
with the same force and effect as though specifically authorized herein.
Section 4. No provision, covenant or agreement contained in the Issuer Documents,
the Bonds or in any other document relating to the Bonds, and no obligation therein or herein
imposed upon the Issuer or the breach thereof, shall constitute or give rise to a moral or general
obligation of the Issuer or any charge upon its general credit or taxing powers. In making the
agreements, provisions, covenants and representations set forth in the Issuer Documents, the
Bonds or in any other document relating to the Bonds, the Issuer has not obligated itself to pay or
remit any funds or revenues other than described in the Indenture.
Section 5. The Issuer will not participate in the preparation of an official statement or
other disclosure document relating to the offer and sale of the Bonds (the "Disclosure
Document"), and will make no independent investigation with respect to the information
contained in the Disclosure Document, including the appendices thereto, and the Issuer assumes
no responsibility for the sufficiency, accuracy, or completeness of such information, other than
as described therein under the caption "THE ISSUER" and "ABSENCE OF LITIGATION" (as it
pertains to the Issuer) in the Disclosure Document.
4824-1167-1827.3
• PASSED AND ADOPTED BY THE COMMON COUNCIL OF THE CITY OF ROCHESTER
MINNESOTA, ON THIS 20TH DAY OF MAY, 2013.
•
•
Attest:
/Zt2 945�
ITY CLERK
(SEAL OF THE CITY OF
ROCHESTER, MINNESOTA)
SAID COMMON COUNCIL
APPROVED THIS _ DAY OF MAY, 2013
MAYOR OF SAID CITY
4824-1167-1827.3