HomeMy WebLinkAboutResolution No. 303-13.�: vD 3 -13
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RESOLUTION
WHEREAS, the City of Rochester manages a storm water management system that is
composed of a large number of and wide array of constructed and natural conveyance,
treatment, and volume control infrastructure elements; and,
WHEREAS, the storm water management system ultimately drains to lakes, wetlands,
and ephemeral and permanent drainage ways, ravines, streams and creeks; and,
WHEREAS, water flowing through the natural and constructed environments presents
some risk to the public, both under low flow and high flow conditions; and,
WHEREAS, the City prescribes various engineering standards for the design and
construction of the storm water management system to minimize risk and maximize service
effectiveness; and,
WHEREAS, the City has developed an Operations and Maintenance Policy for the
Storm Water Management System to provide consistent, effective and efficient operation and
maintenance of its public System to insure its design function will address regulatory, political
rnd social expectations; storm water permit compliance, public safety concerns, economics,
apability and ' capacity to maintain this and other infrastructure systems, and natural
conditions; and,
WHEREAS, exceptions when the City Engineer can supersede the criteria in the Policy
are identified in it, including, but not limited to: budget constraints, competing interests and
priorities that favor solutions for one objective over another, equipment failure, weather, and
other emergencies.
NOW, THEREFORE, BE IT RESOLVED by the City of Rochester Common Council that
the City will utilize this Policy to guide the activities performed by its employees/equipment,
private contractors/equipment, or a party other than the City.
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• PASSED AND ADOPTED BY THE COMMON COUNCIL OF THE CITY OF
ROCHESTER, MINNESOTA, THIS DAY , 2013.
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1. Purpose
City of Rochester
STORM WATER MANAGEMENT SYSTEM DESIGN,
OPERATIONS AND MAINTENANCE POLICY
June 12, 2013
It is the policy of the City of Rochester to design, operate and maintain a Storm Water
Management System (hereinafter, the "System") that complies with all applicable state and
federal regulatory requirements and City standards and that addresses public safety, as described
below.
As of April 2013, the extensive System within Rochester's city limits is comprised of the
following public and private components:
• 422 miles of storm sewer pipe; with their inlets, outlets, manholes and other point
features,
• 1,755 outfalls to receiving waters,
• 15,699 storm sewer catch basins,
• 7,986 storm sewer manholes,
• 61 bridges and box culverts,
• 361 storm water ponds,
• 178 other treatment best management practices (BMPs)
• 834 lane miles of City streets, and
• 330 lane miles of open road ditches and thousands of road/driveway culverts.
The City intends to provide consistent, effective and efficient design, operation and maintenance
of the public System to insure it will address the following needs:
• The intended design function to meet regulatory, political and social expectations
• Municipal Separate Storm Sewer System (MS4) permit compliance
Public safety concerns
• Design, operation and maintenance costs vs. benefits (i.e., economics)
• In-house staff vs. contractor availability/expertise to manage the System maintenance
work in light of other infrastructure maintenance needs
• Natural conditions (e.g., climate, soils, geology, topography) as they apply to issues, such
as: the selection of best management practices, system capacity, and physical access
These procedures, when implemented, may also extend the service life of various components of
the System.
Wherever water flows through the natural and constructed environments, there is some risk to
the public, both under low flow and high flow conditions. Risk is minimized at the construction
stage through the application of design standards and construction inspections. Operational,
permit -required, storm -response and complaint -response inspections that result in maintenance
activities further reduce risk. It is not practicable, however, to achieve a zero risk situation.
While the City fully intends to meet the guidelines established in this Policy, there may be times
when this will not be feasible. The City may be prevented from meeting the guidelines
established herein when issues arise such as (but not limited to): budget constraints, competing
• interests and priorities that favor solutions for one objective over another, equipment failure, or
weather and other emergencies. The City Engineer may, on a case by case basis, supersede
provisions established within this Policy. Deviations from the goals established in this Policy
will be documented.
The City will use this Policy to guide System design, operations and maintenance activities
performed by its employees/equipment, private contractors/equipment, or a party other than the
City.
2. Routine Maintenance and Inspection Goals
A. Storm Water Management System
Scope of City's Responsibility - The City will maintain the components of the public System.
This includes storm sewers, manholes, catch basins, treatment BMPs and other components.
Private property owners are responsible for the maintenance of private System components
located on their property.
Schedule — The City's goal is to comprehensively inspect 20% of its treatment BMPs,.
outfalls, and storm sewer inlets and outlets every year. The remaining System components
will be inspected in response to complaints or as part of other infrastructure operations and .
maintenance activities (e.g., screening level inspections of catch basins during street
sweeping or comprehensive inspections of catch basins during street rehabilitation projects). .
• During comprehensive inspections, the infrastructure will receive a condition rating, using
the following scale:
1. Minor Defect — no work needed
2. Minor to Moderate deterioration — monitor condition over time
3. . Moderate deterioration — complete work order as time allows, but within two years
4. Significant deterioration — complete work order as time allows, but within one year
5. Most Significant deterioration — complete work order or redesign/rebuild
infrastructure as soon as possible.
The work order timelines given are approximate, however, since the rating system alone will
not be sufficient to determine if and when the structure should be maintained, repaired or
replaced. Knowledge of how the specifically -identified deterioration impacts infrastructure
function and abutting properties will need to be considered and professional best judgement
used on a case -by -case basis.
Equipment — The equipment used to perform maintenance will depend upon the equipment
available and its effectiveness as determined by qualified staff. Equipment may be City -
owned, rented or contractor -provided.
Closed Circuit Television (CCTV) Inspection — The City's storm sewer mains will be
inspected by CCTV camera under the following conditions:
• At the time of new construction, whether a City Project or a City -Owner contract for
new development, to determine acceptability,
• • Prior to a street reconstruction project to determine if replacement during construction
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is warranted,
• In response to reports of System malfunction or failure, and
• Other situations as determined by the Manager of Infrastructure Maintenance.
• City staff will also utilize visual inspection and pole cameras to inspect manholes and storm
sewer laterals, as needed.
Video recordings of storm sewer mains not able to be visually inspected once installed will
be required of any vendor performing this service for the City, along with a data log
summarizing and interpreting the findings of the televising. These records will be kept by
the City for a minimum of 12 years.
B. Problem Areas
As noted under Schedule in 2.A above, routine inspections will be used to determine System
conditions and maintenance priorities. Infrastructure that receives a condition rating of three
or higher will be issued Work Orders (for projects to be completed by City employees) and
completed according to the schedule noted above. If the City has insufficient capacity or
capability to complete the maintenance project, then Contracts or Purchase Orders will be
issued for external contractor work. The schedule for projects completed with external
resources will depend on the complexity of the project, available funding, public safety, and
whether they must be approved through the Capital Improvement Project budget process.
Additionally, City employees periodically receive reports from citizens and staff about
malfunctioning or failing System elements. When these reports are received, either the
Storm Water Utility Compliance Specialist or the Sewer Crew Chief, depending on the
• infrastructure type, will make an on -site inspection to determine whether:
• The concern is a public or private issue,
• The remedy can be managed through the Work Order system by in-house
maintenance staff without engineering design, or by contractors hired via contract,
• The remedy can be managed through the Work Order system by in-house
maintenance staff after in-house or contracted engineering design, or by contractors
hired via contract; or
• The project needs to be evaluated for inclusion in a future Capital Improvement
Project budget.
Based on periodic assessment, maintenance condition ratings and completion schedules may
be adjusted to account for changes in maintenance findings and workloads over time.
Placement of pictorial hazard warning signage should be considered for areas where it would
be advisable to warn of specific hazards.
3. Trash Guards and Storm Sewers
A. Culverts
Culverts are short sections of pipe that are placed below paths, sidewalks, driveways and
• roadways to transport water from one side to the other. They vary in size, material and
length, but they are, by definition, open on each end and lack internal structures and
connections io storm sewers. Trash guards are not routinely placed on the inlet or outlet side
of culverts. However, the City Engineer may use his discretion to add trash guards to culvert
inlets or outlets, as needed to address safety concerns.
• B. Storm Sewer Outlets
If a trash guard is installed on a storm sewer outlet, it can trap debris such as leaves and grass
clippings, woody debris, and litter. This blockage can fully or partially obstruct water
flowing through the storm sewers, potentially resulting in sewer surcharging and flooding. In
general, the City does not support the use of trash guards on storm sewer outlets and will not
require their installation on future storm sewers.
Storm sewers <24 inches in circular equivalency and those >48 inches in circular
equivalency will not have outlet trash guards. However, for storm sewers between 24 and 48
inches in circular equivalency, there may be situations where public safety protection
outweighs all other reasons for their absence. Criteria that should be evaluated by the City
Engineer to determine whether or not trash guards are warranted on outlets include: reports
of or likelihood of human access, proximity to designated or undesignated recreational use
areas, and unlikely consequences for higher human risks from temporary
surcharging/flooding resulting from a blocked pipe. If a trash guard is installed on an outlet
for these reasons, the connected inlet(s) shall also have trash guards.
To summarize when outlet trash guards will be installed:
• Storm sewers <24 inches in circular equivalency — no outlet trash guards
• Storm sewers >24 .and <48 inches in circular equivalency — evaluate the need for
• outlet trash guards on case by case basis, as described above; if installed, trash guards
will also be installed on the connected inlet(s)
• Storm sewers >48 inches in circular equivalency - no outlet trash guards
C. Storm Sewer Inlets
Trash guards can be appropriate on storm sewer inlets <48 inches circular equivalency to
block most debris, if they are sized appropriately for the type and amount of debris expected.
Storm sewer inlets >48 inches circular equivalency on sewers in which daylight is visible
from end to end and that are constructed without internal structures or configurations so they
are not likely to trap or injure aperson do not need a trash guard. Generally, storm sewer
inlets >48 inches circular equivalency on sewers in which daylight is NOT visible from end
to end and that are constructed with internal structures or configurations do not need a trash
guard. .
To summarize:
• Storm sewers <48 inches circular equivalency — need inlet trash guards
• Storm sewers >48 inches circular equivalency with viewable daylight and no internal
obstructions— no inlet trash guards, unless an outlet trash guard has been determined
to be necessary
• Storm sewers >48 inches circular equivalency on sewers in which daylight is NOT
visible from end to end and that are constructed with internal structures or
• configurations do not need a trash guard, unless an outlet trash guard has been
determined to be necessary
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D. MnDOT Recovery Zones and Safety Guards
is It should be noted that the Minnesota Department of Transportation (MnDOT) defines a
"recovery zone" near roadways to improve safety related to potential vehicle crashes.
MnDOT specifies that safety guards be placed at infrastructure locations, including storm
sewer inlets and outlets within these zones.
E. Inspections
During the 2014 budget year, the City will complete a screening level inspection of
approximately 3,000 inlets and approximately 3,000 outlets to confirm their composition,
size, and condition; along with the presence/absence of aprons and trash guards. The inlets .
and outlets connected to culverts will be distinguished from the remaining inlets and outlets.
Those outlets that are defined as outfalls by the storm water permit will also be identified.
The related attribute data identified during the inspections will be entered into the
Geographic Information System. A summary report noting where inlet and outlet trash
guards are present will be completed,to assess where trash guards need to be added or
removed to comply with this Policy. This data will be used to generate a budget amount for
inclusion in the 2015-2017. Capital Improvement Projects budget, for completion by 2018 via
Work Order or contract, depending on the extent of the project. If trash guards are removed
from a site, they will be used at other location, recycled, or disposed of as solid waste,
depending on their condition.
Once the culvert inlets and outlets are isolated from the data set, the remaining storm sewer
inlets and outlets will be segregated into five geographic inspection areas to match the outfall
inspection areas. Beginning in 2015, routine maintenance inspection of 20% of the storm
sewer inlets and outlets will be completed each year, noting condition ratings to generate .
Work Orders, as appropriate.
4. Personnel Responsibilities and Requirements
A. Exercise of Professional Judgment
It is expected that City employees, in accordance with their job duties and responsibilities,
will exercise their professional judgment in the implementation of this Policy. Further, it is
expected that in emergency situations, City employees will be required to exercise their
discretion and weigh,political, social, and economic considerations including but not limited
to public and employee safety, the potential for damage to public infrastructure and private
property, environmental concerns, and budget constraints.
B. Training and Education
The City will provide training to employees responsible for inspection, maintenance, of and
emergency responses associated with the System. Training will include inspection rating
guidelines, standard operating procedures, proper use of equipment, emergency response,
safety and other topics required by state and federal regulatory agencies.
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C. Work Schedule
• Full-time City employees in the Public Works Department are expected to work eight -hour
shifts. In emergencies, employees may be required to work in excess of eight hours. Budget
and safety concerns may limit the length of time an employee is permitted to work.
D. Weather Conditions
Regular System maintenance operations will be conducted only when weather conditions do
not endanger City employees and equipment. Factors that may delay maintenance operations
include, but are not limited to: severe cold, severe heat, flooding, rain, snow and other severe
weather events.
5. Documentation
The City will document its inspection and maintenance activities and emergency responses for
its System. The City will also document circumstances that limit its ability to comply with this
Policy. A summary of inspection and maintenance activities will be prepared for each calendar
year as part of the annual storm water permit report. This summary may be used to recommend
future changes to this Policy. These records will be kept in accordance with the City's records
retention schedule.
6. Public Education
As part of its Municipal Separate Storm Sewer System (MS4) permit requirements, the City
conducts a variety of public education and participation activities to help citizens understand
their role in keeping our surface and groundwater clean. From raising awareness to supporting
behavior changes, business owners and residents have many opportunities to identify ways they
can support the System and program.
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Appendix 1
Current Ordinances, Policies, Standards and Practices
Pertaining to the Storm Water Management System
Within the Rochester Code of Ordinances, there are many chapters that are related to the City's
storm water management activities. The City also has a number of other policies, engineering
standards, standard operating procedures, and emergency procedures that are important to the
ongoing operation of the City's System. The following documents are available on the City's
web site and in the Public Works Department.
A. Rochester Code of Ordinances
Ch. 2.01 MN Rules of Construction
Ch. 3: Definitions
Ch. 10: Building Safety Department
Ch. 15: Development Districts
Ch. 20: Planning and Zoning Commission
Ch. 23: Public Works
Ch. 27: Water Department
Ch. 30: Acquisition of Public Lands
Chs. 32-38: Housing Code
Ch. 45B: Us of Parks, Park Trails and Parkways
Ch. 45C: Use of Motorized Vehicles or Motorized Boats
Ch. 46: Planting and Care of Trees
Ch. 47: Shade Tree Disease Control
Ch. 48: Tall Grass and Weed Regulation
Ch. 50: Building Code
Ch. 59: Wetland Conservation
Ch. 60: Zoning Ordinance and Land Development Manual
Ch. 61: Lot and Site Development Approval Procedures
Ch. 62: Zoning District Regulations
Ch. 63: Lot Development Standards
Ch. 64: Site Design Policies
Ch. 65: Nonconformities
Ch. 70: Concrete Sidewalks, Driveways, Curbs and Gutters
Ch. 71: Curbs, Curb Cuts, and Driveways
Ch. 72: Maintenance and Repair of Sidewalks
Ch. 73: Miscellaneous Street and Sidewalk Regulations
Ch. 76A: Sewage Pretreatment
Ch. 76B: Artificial Seepage Collection Systems
Ch. 76: Supervision and Control of Sewers
Ch. 77A: Storm Water Utility
Ch. 77: Sewer Charges
Ch. 85: General Regulations
Ch. 106A: Animals
Ch. 141: Refuse Collection and Disposal
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B. City Policies
• Pond Fencing Policy
• • Permanent Storm Water Pond Management Grading Plan Checklist
• Single Residential Lot Grading Plan Checklist
• Subdivision and Non -Residential Grading Plan Checklist
• 2006 Storm Water Pollution Prevention Program
• City -Owner contract template (for private construction of new public
infrastructure during new development)
C. City Engineering Standards
• General Conditions
• Engineering Standards
o Section 1005 — Storm Sewer Design Section
o Section 1007 — Erosion and Sediment Control Section
o Section 1008 - Decorah Edge Areas Section
o Section 1009 - Tree Planting, Preservation and Protection
• Sewer Specifications (S100)
• Trench Excavation, Backfill and Surface Restoration Specifications (T100)
D. Rochester Public Works Standard Operating Procedures
o Letter Templates:
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Litter Collection Along Storm Water Pond Property Owner
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Litter Collection Along Waterway Property Owner
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Business Waste Litter
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Illicit Discharge Detection and Elimination
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Pet Waste In Sewer
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Pet Waste on Land
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Yard Waste Down Storm Sewer
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Yard Waste Dumping in Street
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Year End Stabilization- All Contractors
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Year End Stabilization - Residential Contractors
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ESC Development Site Commendation
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ESC Individual Lot Commendation
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ESC Inspection Cover Letter
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ESC Post Stop Work Order Notice to Resume Work
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ESC Reinspection & Stop Work Warning Letter
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ESC Development Site Stop Work Order
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ESC Individual Lot Stop Work Order
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ESC Stop Work Order Internal.Memo
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Memo to Individual Lot Builders (Lot Grades)
o Forms
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Storm Water Outfall Inspection Form
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Work Order Form
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Non -City Storm Water Pond Inspection Form
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Storm Water Pond Inspection Form
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Survey Work Order Form
E?
■ Manhole Structure or Skimmer Inspection Form
■ Pond and Wetland Maintenance Inspection Form
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Street Sweeping Data Tracking Form
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ESC Inspection Record for SDP's and Subdivisions
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ESC Inspection Record for Individual Residential Lots
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Facility Audit Form to Evaluate Municipal Facility and Operations
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Audit Form to Evaluate Parking Lot and Other Open Space Areas
o Procedures
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Building and Safety Water Issues Coordination
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Complaint Coordination for City -Owner Projects
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Complaint Processing Flowchart
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Fish Kill Reporting Protocol
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Maintenance and Engineering Storm Water Project Coordination and
Tracking
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Storm Water Call List
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Storm Water Distribution List
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Minnesota Duty Officer Report SOP
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Regulatory Summary and Internal SOP
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Illicit Discharge Detection and Elimination SOP
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Storm Water Outfall Inspection Program SOP
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ESC Inspection Program SOP
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Individual Lot ESC Inspection SOP
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ESC and Grading Violation Process Overview
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Procedure for Grading Plan Approval
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City Obligations for Tree and Bank Management
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RPW Internal Procedure to Certify Substantial Storm Water Pond
Completion
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Pond Acceptance Quick List
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SOP Auditing Protocol
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Storm Water CIP Prioritization Considerations
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Storm Water Utility Credit Manual
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Wetland Evaluation Guidance.
E. Rochester Public
Works Emergency Procedures
• Flood
Response Procedures for Storm Water Management Facilities, Drainage
Ways
and Streams (March 2011)
bjh 6-10-13
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