HomeMy WebLinkAboutResolution No. 188-06 • RESOLUTION NO.
• RESOLUTION RELATING TO A PROJECT ON BEHALF
OF MAYO CLINIC; AUTHORIZING THE ISSUANCE OF
HEALTH CARE FACILITIES REVENUE BONDS (MAYO
CLINIC), SERIES 2006; AND APPROVING AND
AUTHORIZING THE EXECUTION AND DELIVERY OF
DOCUMENTS RELATING THERETO
BE IT RESOLVED by the Common Council of the City of Rochester, Minnesota
(the "City"), as follows:
Section 1. Recitals and Findings.
1.1 Pursuant to Minnesota Statutes, Sections 469.152 through 469.165 (the "Act")
and a Trust Indenture dated as of December 1, 1987, as amended (as amended through the date
hereof,the"Original Indenture"), between the City and Wells Fargo Bank,National Association
(successor to Norwest Bank Minnesota,National Association), as Trustee (the"Trustee"),the
City provided for the issuance from time to time of revenue bonds of the City(as defined in the
Original Indenture,the"Bonds") on behalf of Mayo Clinic, a Minnesota nonprofit corporation
(the "Corporation").
1.2 By an Amended and Restated Loan Agreement, dated as of May 2, 1998, as
further amended (as amended to the date hereof,the "Original Loan Agreement"), between the
City and the Corporation and its affiliates,the City agreed to lend the proceeds of each series of
• the Bonds,when and if issued,to the Corporation.
1.3 Pursuant to Resolution No. 106-6 adopted by the Common Council on February
22, 2006, the City has given preliminary approval to the issuance of its revenue bonds, in one or
more series, in an aggregate principal amount not to exceed$125,000,000 (the"Series 2006
Bonds")pursuant to Minnesota Statutes, Sections 469.152 through 469.165 (the"Act"),to
finance on behalf of the Corporation and its affiliates the acquisition, construction and
improvement of its health care facilities in the City(the "Project").
1.4 Drafts of the following documents relating to the Series 2006 Bonds have now
been presented to the Common Council and shall be filed in the office of the City Clerk:
(a) a Thirteenth Supplemental Indenture (the "Thirteenth Supplemental
Indenture"),to be entered into between the City and the Trustee,whereby the Series 2006
Bonds, denominated"Health Care Facilities Revenue Bonds (Mayo Clinic), Series
2006,"are created and their terms, conditions and forms established;
(b) an Amendment No. 13 ("Amendment No. 13"), to be entered into between
the City and the Corporation, to the Original Loan Agreement whereby the City agrees to
lend the proceeds of the Series 2006 Bonds to the Corporation and the Corporation agrees
to undertake the Project and pay all costs thereof and to repay the loan from the City and
all costs and expenses of the City in connection with the Project and issuance and sale of
the Series 2006 Bonds;
(c) a Bond Purchase Agreement (the "Bond Purchase Agreement"),to be
entered into between the City and the Underwriters named therein(the "Underwriters"),
• which provides for the sale by the City and the purchase by the Underwriters of the Series
2006 Bonds; and
(d) a Preliminary Official Statement relating to the Series 2006 Bonds (the
"Preliminary Official Statement").
The Thirteenth Supplemental Indenture,Amendment No. 13 and the Bond Purchase Agreement
are collectively called the"Bond Documents." The Bond Documents are Hereby made a part of
this Resolution as fully as though set forth in full herein.
1.5 The Series 2006 Bonds shall not constitute an indebtedness, a pecuniary liability,
a moral or general obligation, a loan of the credit of the City or a charge, lien or encumbrance, II'
legal or equitable, upon any property of the City, except the revenues specifically pledged to the I�
payment thereof, and each Series 2006 Bond,when, as and if issued, shall recite in substance that
the Series 2006 Bond, including interest thereon, is payable solely from the revenues and
property specifically pledged to the payment thereof, and shall not constitute a debt or pecuniary i
liability of the City.
Section 2. Authorization of the Bonds; Approval and Execution of Documents.
2.1 The City hereby approves the issuance of the Series 2006 Bonds under the Act
and the Indenture, the sale thereof to the Underwriters in accordance with the Bond Purchase
Agreement, and the loan of the proceeds of the Series 2006 Bonds to the Corporation in
• accordance with the Amendment No. 13.
2.2 The forms and the execution and the delivery of the Bond Documents(except for
the Preliminary Official Statement) submitted to this Council are hereby approved,with such
additions or modifications thereto and deletions therefrom as may be approved by the Mayor and
the City Clerk prior to the execution and delivery thereof and subject to the review and comment"
of the City's special issuer's counsel for the Series 2006 Bonds,Briggs and Morgan,Professional
Association, the approval thereof to be conclusively evidenced by the execution and delivery of
the Bond Documents by the appropriate officers of the City. The City recognizes that as of the
date of adoption of this Resolution the detailed terms of the Series 2006 Bonds are not finally
resolved, and consequently when issued the Series 2006 Bonds may be in fewer or more series
than the forms of Bond Documents currently provide, and will bear interest at rates not yet
determined, but the aggregate principal amount of Series 2006 Bonds to be issued shall not
exceed$125,000,000, the price at which the Series 2006 Bonds are sold to the Underwriters shall
not be less than 98% of their principal amount(exclusive of any"original issue discount"), and
the interest rate on the Series 2006 Bonds shall not exceed 8.00%per annum, and shall be set
forth be in the Thirteenth Supplemental Indenture, as finally executed. The Bonds are expected
to mature no later than 40 years from the date of issuance thereof.
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2.3 The Mayor and the City Clerk are hereby authorized in their discretion at such
time, if any, as they may deem appropriate, to execute and deliver the Bond Documents in the
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name and on behalf of the City, following the review and comment of the City's special issuer's
. counsel for the Series 2006 Bonds.
2.4 The City hereby consents to the preparation and distribution by the Corporation
and the Underwriters of the Preliminary Official Statement and a Final Official Statement. The
City has not participated in the preparation of or reviewed, and will not participate in the
preparation of or review, the Preliminary Official Statement or the Final Official Statement and
has not made and will not make any independent investigation of the facts and statements
provided therein; accordingly,the City assumes no responsibility with respect thereto;including
without limitation as to matters relating to the accuracy, completeness or sufficiency of the
Preliminary Official Statement or the Final Official Statement.
2.5 The Mayor, the City Clerk and the other officers of the City are hereby authorized
to,prepare and furnish to the Underwriters and to Bond Counsel certified copies of all
proceedings and records of the City relating to the Series 2006 Bonds and such other affidavits
and certificates as may be required to show the facts relating to the Series 2006 Bonds as such
facts appear in the books and records in the officers' custody and control or as otherwise known
to them. All such certified copies, affidavits and certificates, including any heretofore furnished,
shall constitute representations of the City as to the truth of all statements contained therein.
2.6 In the absence of the Mayor or the City Clerk, any of the documents authorized by
this Resolution to be executed and delivered may be executed and delivered by the acting or
deputy Mayor or City Clerk,respectively.
2.7 The issuance by the City of the Series 2006 Bonds in an aggregate principal
amount up to $125,000,000 in the form and upon the terms set forth in the Thirteenth
Supplemental Indenture is hereby authorized. The Mayor and the City Clerk are hereby
authorized in their discretion at such time,if any, as they may deem appropriate,to execute the
Series 2006 Bonds by manual or facsimile signatures as prescribed in the Indenture,to deliver
the Series 2006 Bonds to the Trustee or an authenticating agent for authentication and delivery,
thereof to the Underwriters, and to deliver to the Trustee a certified copy of this Resolution and
all other documents required by the Thirteenth Supplemental Indenture or the Bond Purchase
Agreement.
This Resolution shall be effective immediately upon its adoption.
Adopted by the Common Council of the City of Rochester,Minnesota,this 3rd day of
April, 2006.
President of the Common Council
Attest
City Clerk
Approved the 0)day of D-t'YILSI _ , 2006.
Mayor
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