HomeMy WebLinkAboutResolution No. 068-25 - Resolution - Issuance of GO Bonds - Mayo Clinic
RESOLUTION NO.
RESOLUTION GIVING APPROVAL
TO THE ISSUANCE OF REVENUE BONDS
PURSUANT TO MINNESOTA STATUTES, SECTION 469.152
THROUGH 469.165 ON BEHALF OF MAYO CLINIC
AND AUTHORIZING PREPARATION OF NECESSARY DOCUMENTS
BE IT RESOLVED by the Common Council of the City of Rochester, Minnesota
(the “City”), as follows:
Section 1. Recitals and Findings.
Pursuant to Minnesota Statutes, Sections 469.152 through 469.165 (the
“Act”) and a Trust Indenture dated as of December 1, 1987, as amended (as amended
through the date hereof, the “Original Indenture”), between the City and Computershare
Trust Company, National Association (successor to Wells Fargo Bank, National
Association and Norwest Bank Minnesota, National Association), as Trustee (the
“Trustee”), the City provided for the issuance from time to time of revenue bonds of the
City (as defined in the Original Indenture, the “Bonds”) on behalf of Mayo Clinic, a
Minnesota nonprofit corporation (the “Corporation”), and certain affiliates.
By a Loan Agreement dated as of December 1, 1987, as amended and
restated by an Amended and Restated Loan Agreement dated as of May 2, 1998 and
as amended to the date hereof (the “Original Loan Agreement”), between the City and
the Corporation and its affiliates, the City agreed to lend the proceeds of each series of
the Bonds, when and if issued, to the Corporation and its affiliates.
The Corporation has requested that the City issue its Bonds, in one or
more series, in an approximate principal amount of $500,000,000 (the “Series 2025
Bonds”) pursuant to the Act to pay (i) costs of demolition, construction, improvement
and equipping of the Corporation’s facilities in the City, including near and around 200
First Street SW, Saint Marys modernization and growth located at the 1200 to 1400
nd
block of 2 Street SW, Rochester, MN and other capital projects involving renovations,
acquisition of equipment and construction at the Corporation facilities in the City
including Mayo Clinic buildings at or near 200 First Street SW; Rochester Methodist
Hospital at 201 West Center Street, and St. Marys Hospital located at the 1200 to 1400
nd
block of 2 Street SW; and (ii) payment of costs of issuance of the Bonds (the
“Project”).
At a public hearing, duly noticed and held on the date hereof, in
accordance with the Act and Section 147(f) of the Internal Revenue Code of 1986, as
amended, on the proposal to finance the Project, all parties who appeared at the
hearing were given an opportunity to express their views with respect to the financing,
and interested persons were given the opportunity to submit written comments to the
City Clerk before the time of the hearing.
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1.05 The Corporation anticipates that the Project, once completed, will enhance
employment in the City and the State, and will enhance the Corporation’s ability to
provide quality health care services at reasonable cost. The Corporation has
represented to the City that the issuance of the Series 2025 Bonds is essential to the
successful completion of the Project.
Drafts of the following documents relating to the Series 2025 Bonds have
now been presented to the Common Council and shall be filed in the office of the City
Clerk:
(a) A form of Supplemental Indenture (whether one or more, the
“Supplemental Indenture;”; the Original Indenture as modified thereby, the
“Indenture”) one or more of which is to be entered into between the City and the
Trustee, whereby one or more series of the Series 2025 Bonds is created and
providing for their terms, conditions and forms;
(b) A form of Amendment to the Original Loan Agreement (whether
one or more, the “Amendment”; the Original Loan Agreement as modified
thereby, the “Loan Agreement”), one or more of which is to be entered into
between the City and the Corporation, whereby the City agrees to lend the
proceeds of one or more series of the Series 2025 Bonds to the Corporation and
the Corporation agrees to repay the loan from the City and all costs and
expenses of the City in connection with the issuance and sale of the Series 2025
Bonds;
(c) A form of Bond Purchase Agreement (whether one or more, the
“Bond Purchase Agreement”), one or more of which is to be entered into
between the City, the Corporation and the underwriter or underwriters named
therein (the “Underwriter”), which provides for the sale by the City and the
purchase by the Underwriter of one or more series of the Series 2025 Bonds;
(d) A Preliminary Official Statement and an Official Statement, one or
more of each of which shall be required in connection with the marketing of the
Series 2025 Bonds (the “Official Statements”).
The Supplemental Indenture, the Amendment and the Bond Purchase Agreement are
collectively called the “Bond Documents.” The Bond Documents are hereby made a
part of this Resolution as fully as though set forth in full herein.
This Council hereby declares its present intent to proceed with the Project
and its financing and to have the City issue its revenue bonds under the Act for these
purposes. All details of the issuance of the Series 2025 Bonds for purposes of financing
the Project and the provisions for payment thereof shall be subject to final approval by
the Minnesota Department of Employment and Economic Development and may be
subject to such further conditions as the City may specify. The Series 2025 Bonds, if
issued, shall not constitute an indebtedness, a pecuniary liability, a moral or a general
obligation or a loan of the credit of the City or a charge, lien or encumbrance, legal or
equitable, upon any property of the City, except the revenues specifically pledged to the
payment thereof, and each Series 2025 Bond, when, as and if issued, shall recite in
substance that the Series 2025 Bond, including interest thereon, is payable solely from
the revenues and property specifically pledged to the payment thereof, and shall not
constitute a debt of the City within the meaning of any constitutional, statutory or charter
limitation.
The Mayor and the City Clerk are authorized to cooperate with the
Corporation in obtaining the approval of the Commissioner of the Department of
Employment and Economic Development for the issuance of the Series 2025 Bonds for
purposes of financing the Project, as required by the Act. The application prepared for
such purpose, with attachments, in substantially the form heretofore submitted to the
Council, is hereby approved, and the Mayor and the City Clerk are authorized to
execute said documents on behalf of the City.
Section 2. Authorization of the Series 2025 Bonds; Approval and Execution of
Documents.
The City hereby approves the issuance of the Series 2025 Bonds under
the Act and the Indenture, the sale thereof to the Underwriter in accordance with the
Bond Purchase Agreement, and the loan of the proceeds of the Series 2025 Bonds to
the Corporation in accordance with the Loan Agreement.
The forms and the execution and the delivery of the Bond Documents
submitted to this Council are hereby approved, with such additions or modifications
thereto and deletions therefrom as may be approved by the Mayor and the City Clerk
prior to the execution and delivery thereof and subject to the review and comment of the
City’s special issuer’s counsel for the Series 2025 Bonds, Kutak Rock LLP, the approval
thereof to be conclusively evidenced by the execution and delivery of the Bond
Documents by the appropriate officers of the City. The City recognizes that as of the
date of adoption of this Resolution the detailed terms of the Series 2025 Bonds are not
finally resolved, and consequently when issued the Series 2025 Bonds may be in fewer
or more series than the forms of Bond Documents currently provide, and will bear
interest at rates not yet determined, but the Series 2025 Bonds to be issued shall be
issued in the approximate principal amount of $500,000,000, and the interest rate on
the Series 2025 Bonds shall not exceed 6.00% per annum, and shall be set forth in the
applicable Supplemental Indenture, as finally executed. The Series 2025 Bonds are
expected to mature no later than 40 years from the date of issuance thereof.
The Mayor and the City Clerk are hereby authorized in their discretion at
such time, if any, as they may deem appropriate, to execute and deliver the Bond
Documents in the name and on behalf of the City, following the review and comment of
the City’s special issuer’s counsel for the Series 2025 Bonds.
The City hereby consents to the preparation and distribution by the
Corporation and the Underwriter of the Official Statements. The City has not
participated in the preparation of or reviewed, and will not participate in the preparation
or review of the Official Statements (except for the statements and information
pertaining to the City under the captions “THE ISSUER”, “ISSUER NOT LIABLE ON
THE BONDS”, and “LITIGATION – The Issuer” in the Official Statements (the “Issuer
Portion”)) and has not made and will not make any independent investigation of the
facts and statements provided therein (except for the information contained in the Issuer
Portion); accordingly, the City assumes no responsibility with respect thereto, including
without limitation as to matters relating to the accuracy, completeness or sufficiency of
the Official Statements (except for the information contained in the Issuer Portion).
The Mayor, the City Clerk and the other officers of the City are hereby
authorized to prepare and furnish to Bond Counsel certified copies of all proceedings
and records of the City relating to the Series 2025 Bonds and such other affidavits and
certificates as may be required to show the facts relating to the Series 2025 Bonds as
such facts appear in the books and records in the officers’ custody and control or as
otherwise known to them. All such certified copies, affidavits and certificates, including
any heretofore furnished, shall constitute representations of the City as to the truth of all
statements contained therein.
The Series 2025 Bonds shall not constitute an indebtedness, a pecuniary
liability, a moral or general obligation, a loan of the credit of the City or a charge, lien or
encumbrance, legal or equitable, upon any property of the City, except the revenues
specifically pledged to the payment thereof, and each Series 2025 Bond, when, as and
if issued, shall recite in substance that such Series 2025 Bond, including interest
thereon, is payable solely from the revenues and property specifically pledged to the
payment thereof, and shall not constitute a debt or pecuniary liability of the City.
In the absence of the Mayor or the City Clerk, any of the documents
authorized by this Resolution to be executed and delivered may be executed and
delivered by the acting or deputy Mayor or City Clerk, respectively.
This Resolution shall be effective immediately upon its adoption.
PASSED AND ADOPTED BY THE COMMON COUNCIL OF THE CITY OF
ROCHESTER, MINNESOTA, THIS DAY OF ,
2025.
PRESIDENT OF SAID COMMON COUNCIL
ATTEST:
CITY CLERK
APPROVED THIS DAY OF , 2025.
MAYOR OF SAID CITY
(Seal of the City of
Rochester, Minnesota)
STATE OF MINNESOTA )
) ss.
COUNTY OF OLMSTED )
I, Ann M. Kasel, City Clerk of the City of Rochester, Minnesota, do hereby certify
that I have compared the attached copy of the minutes of a public hearing held on
March 17, 2025, and the resolution adopted that same date with the original minutes
and resolution on file in my office and that the foregoing is a true and correct copy of the
said minutes and resolution and of the whole thereof.
Witness my hand this 18th day of March, 2025.
_________________________________
City Clerk of the City of Rochester,
Minnesota
(Seal of the City of Rochester, Minnesota)
The Council President stated that this was the time and place fixed for a
public hearing to be held on the proposal that the City undertake a financing on behalf
of Mayo Clinic, a Minnesota nonprofit corporation (the “Corporation”), pursuant to
Minnesota Statutes, Sections 469.152 through 469.165, as amended. The City Clerk
presented an affidavit showing publication of the notice of public hearing at least once
not fewer than fourteen (14) nor more than thirty (30) days prior to the date fixed for the
public hearing, in the Rochester Post-Bulletin, being the official newspaper of the City
and a newspaper of general circulation in the City. The affidavit was examined, found
to be satisfactory and ordered placed on file with the City Clerk.
The Council President then opened the meeting for the public hearing on
the proposal to undertake and finance the Project on behalf of the Corporation. The
purpose of the hearing was explained, the nature of the Project and of the proposed
revenue bonds was discussed, the draft copy of the Application to the Minnesota
Department of Employment and Economic Development (the “Application”), with draft
copies of all attachments and exhibits, was available, and all persons present who
desired to do so were afforded an opportunity to express their views with respect to the
proposal to undertake and finance the Project, in response to which the following
persons either appeared, were recognized and made statements, or filed written
comments with the City Clerk before the date set for the hearing, summaries of which
appear opposite their respective names:
Name of Speaker Summary of Views
No public comments.
The City Clerk reported that no written comments had been filed in her
office before the date of the hearing.
After all persons who wished to do so had stated or filed their views on the
proposal, the Council President declared the public hearing to be closed.