HomeMy WebLinkAboutCHAPTER 38 CHAPTER 38. HOUSING CODE. REGISTRATION OF RENTAL UNITS
Updated 2018 38-1
38. HOUSING CODE. REGISTRATION OF RENTAL UNITS
38.01. Registration Certificate Required. Subdivision 1. This subdivision repealed by
Ordinance #3984 on November 1, 2010.
3963, 5/3/10; 3984, 11/1/10)
Subdivision 1a. Except as permitted in subdivision 1b, no owner shall allow another
person to occupy, nor shall any person rent or offer to rent to another for occupancy, any
dwelling, or any apartment or rooming unit in any dwelling, without first obtaining a registration
certificate as provided in this chapter. This registration certificate is also referred to within this
chapter as a “rental license” or “license.” Any registration certificate obtained pursuant to this
section shall be issued in the name of the owner. In the case of a multiple unit dwelling, a
registration certificate issued pursuant to this section includes and applies to both the entire
dwelling as well as each individual rental unit within the dwelling. Any suspension or revocation
of the registration certificate or the right to receive a registration certificate may involve the entire
dwelling or an individual unit or units within the dwelling.
Subd. 1b. The offer to rent to another may be extended prior to issuance of a registration
certificate provided an application for a registration certificate has been properly filed with the
director. An application may be classified as pending for up to 90 days without payment of all
fees. All applicable fees must be paid before an inspection can be scheduled. (3984, 11/1/10)
Subd. 2. The occupancy or rental of any dwelling, or any apartment or rooming unit in any
dwelling for which a registration certificate is required, need not be interrupted or suspended for
lack of a registration certificate if the same is due to the inability of the Director to process the
application in a timely manner, or if the owner is in the process of complying with a notice of
deficiencies from the Director within the period of time authorized by the Director.
Subd. 3. For purposes of this chapter, the term “Director” shall mean the Director of the
Building Safety Department or the Director’s designee.
Subd. 4. When the owner of the dwelling is not a resident or does not maintain a
corporate office in the state of Minnesota, the owner must appoint a resident agent residing in the
state of Minnesota to accept service of process or any other document in any action or
proceeding related to the dwelling. In addition, when the owner of the dwelling is not a resident of
Houston, Winona, Fillmore, Olmsted, Goodhue, Dodge, Mower or Wabasha County, the owner
must appoint a property manager residing in one of the above counties to act as the owner’s
agent in managing and supervising the dwelling. The resident agent and the property manager
may be the same person. The resident agent and the property manager must sign the
application for the registration certificate. The owner may not change the identity or the location
of the resident agent or property manager without first obtaining an amended registration
certificate reflecting the changed information.
(3876, 7/7/08)
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Subd. 5. Notwithstanding any provision of this section to the contrary, an owner who
allows a person to occupy a vacant dwelling that is on the real estate market for sale in order to
provide Property Maintenance Services is not required to obtain a registration certificate. The
term “Property Maintenance Services” means dwelling caretaking and maintenance duties
including, but not limited to, yard maintenance, snow removal, turning on necessary utility
services, turning off unnecessary utility services, and the prevention of intruders, vandals and
trespassers. (4032, 10/3/11)
Subd. 6. An owner seeking to rely on subdivision 5 in order to be exempted from the
registration certificate requirement must comply with all of the following conditions:
A. The owner must list the vacant dwelling for sale in the Multiple Listing
Service real estate market.
B. The owner must contract with a licensed real estate company
registered to do business in Minnesota that performs “Property
Maintenance Services” for dwellings listed for sale.
C. The owner and the real estate company performing “Property
Maintenance Services” must register with, and obtain an exemption
from registration from, the Building Safety Department. The
registration and exemption is valid for six months and may be
renewed.
D. The dwelling must be a single family dwelling , or a single unit of
condominium or townhouse.
E. An owner, other than a lending institution selling foreclosed
properties, is permitted one exemption.
(4032, 10/3/11)
38.02. Application for Registration Certificate. An application for a registration certification
shall be filed by the owner or the owner’s agent with the Director. An application for any dwelling
to be converted to a use requiring a registration certificate shall be made and filed with the
Director at least 30 days prior to such conversion.
38.03. Application Forms. The Director must supply applications forms for registration
certificates.
38.04. Applications. Each application for registration certificate shall contain the following
information:
(1) Name, residence address, telephone number, date of birth and signature of
the owner of the dwelling. In lieu of the owner’s signature, the owner may
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provide a certification authorizing the property manager to execute
documents on the owner’s behalf. If the owner is a partnership, the name of
the partnership, and the name, residence address, telephone number, and
date of birth of the managing partner. If the owner is a corporation, the
name and address of the corporation, and the name, address, telephone
number, and date of birth of the Chief Operating Officer. If the dwelling is
being sold on a contract for deed, the name and address of the contract
vendee must appear. Where the word "owner" is used in any part of the city
housing code, it shall include all persons as outlined in this section.
(2) Name, residence address, telephone number, date of birth and signature of
any agent appointed by the owner to accept service of process and to
receive or give receipt for notices.
(3) Name, residence address, telephone number, date of birth and signature of
any property manager, operator or agent actively involved in maintenance or
management of said dwelling.
(4) Legal street address of the dwelling.
(5) Complete details of the number and kind of units offered for rent, classified
as to the type of unit on the application, and the facilities incorporated in
such rental units.
(6) Any person making application for a rental registration certificate must
provide proof of identification by the use of a driver's license, state issued
identification card, military identification card, or such other identification as
is acceptable to the Director. The identification provided must set forth the
full name and date of birth of the person making the application.
(7) An acknowledgment that the applicant has reviewed and understands the
provisions of this chapter, intends to abide by the provisions and will include
reference to this chapter in any written lease used in renting the property.
(8) A current site plan of suitable scale showing the lot lines,
vehicle access to the property including curb cut, location of structures,
and the location, dimensions, surface material, and number of all parking
spaces. Multi-family residential complexes approved as a part of a public
review process may not be required to submit a current site plan, unless
site improvements have been made in the previous year.
(3876, 7/7/08)
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38.045. Registration Certificate Standards. Subdivision 1. No person may be issued
a registration certificate unless they satisfy the standards provided in this section. Failure to
comply with any of these standards at any time shall be adequate ground for the denial, refusal to
renew, suspension or revocation of a registration certificate, or the imposition of a fine upon the
licensee or applicant consistent with section 38.153, subd. 3(c). Except where specifically noted,
it is not necessary for a criminal conviction to exist in order to support a determination that a
violation of a standard has occurred. Any suspension or revocation sanction imposed pursuant to
this section must be limited to the licensee’s or applicant’s registration certificate, or the licensee’s
or applicant’s right to obtain a registration certificate, for the non-compliant property.
Subd. 2. As used in this chapter, the term “licensee or applicant” means: (a) an owner
of property who possesses or applies for a registration certificate; (b) an owner of property seeking
to renew a registration certificate; and (c) either of those person’s agents, employees or
representatives.
Subd. 3. The licensee’s or applicant’s application form contains facts that permit
issuance of the certificate in compliance with all applicable state laws and city ordinances.
Subd. 4. The licensee or applicant has paid the required license or reinspection fee.
Subd. 5. The licensee or applicant has not intentionally made inaccurate or incorrect
representations of material facts on the application form. The licensee or applicant has not
intentionally made inaccurate or incorrect oral or written representations to a city official regarding
the rental dwelling unit or the ownership of the rental dwelling unit.
Subd. 6. Rental dwelling units do not exceed the maximum number of dwelling units
permitted by the Code.
Subd. 7. No rental dwelling or rental dwelling unit is over occupied or illegally
occupied in violation of the Code.
Subd. 8. The licensee or applicant has not allowed weeds, vegetation, junk,
debris or rubbish to accumulate repeatedly on the exterior of the dwelling so as to create a
nuisance condition under chapter 40. The term “repeatedly” shall refer to those situations when
the City was required to abate such nuisance under chapter 40 more than two times during a 12
month period.
Subd. 9. The dwelling complies with all federal, state and city laws and ordinances.
Subd. 10. The licensee or applicant allows the City to perform a rental inspection.
Subd. 11. The licensee or applicant maintains a current register of all tenants and other
persons with a lawful right of occupancy to a dwelling unit and the corresponding floor number,
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and unit number and/or letter and/or designation of such unit within the building. The register is
kept current at all times. The licensee has designated the person who has possession of the
register and shall inform the director of the location at which the register is kept. The register is
available for review by the director or his or her authorized representatives at all times.
Subd. 12. The licensee or applicant has no delinquent property taxes or assessments
on the rental dwelling, and is not delinquent on any financial obligations owing to the city
unless reasonable payment arrangement has been reached.
Subd. 13. The licensee or applicant is not the subject of a pending administrative or
criminal proceeding initiated pursuant to this chapter.
Subd.14. The licensee or applicant has no direct personal or financial interest in a
registration certificate that is currently suspended pursuant to this chapter.
Subd. 15. The licensee or applicant has no legal or equitable interest in a person
whose right to apply and receive a registration certificate is currently suspended or revoked
pursuant to this chapter.
Subd. 16. The licensee or applicant has no legal or equitable interest in two or more
registration certificates revoked, suspended or any combination thereof, pursuant to this chapter,
during the past five years.
Subd. 17. The licensee or applicant has not had within the past two years four
violations of section 38.01, subd. 1 (allowing a dwelling to be occupied or rented without first
obtaining a registration certificate).
Subd. 18. The licensee’s or applicant’s actions have not created a threat or danger to
the public’s health, safety or welfare as it relates to the property.
Subd. 19. The licensee or applicant has not allowed the dwelling to be used in such a
manner as to constitute a breach of the peace, a menace to the public’s health, safety or
welfare, or an unreasonable disturbance to the peace and comfort of the City’s residents as it
relates to the property.
Subd. 20. The licensee or applicant has not intimidated or retaliated, or made any
threat of eviction or retaliation, against a tenant solely and exclusively because the tenant made
or filed, or threatened to make or file, a complaint with the Building Safety, Police or Fire
Departments regarding the rental dwelling unit and any matter within either of the Department’s
jurisdiction.
Subd. 21. The licensee or applicant has completed either the Landlord Public Safety
Seminar or the Phase I of the Crime Free Multi-Housing Program, or has submitted a comparable
certificate from a crime free multi housing program from another jurisdiction. A
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licensee or applicant satisfies this requirement by proof that its management company has
completed this Program. Existing licensee holders must satisfy this requirement by October 31,
2011. (3984, 11/1/10; 3998, 1/19/11; 4008, 4/4/11)
38.05. Compliance with the Zoning. A certificate issued by the zoning administrator
indicating that the dwelling’s proposed use is in compliance with all city zoning requirements must
accompany every application for a registration certificate.
38.06. Investigation. The Director shall investigate all applications for the registration cer-
tificate to verify that the dwellings, apartments, or rooming units that are non-owner occupied
comply with the provisions of this code, including any provision of the zoning, building, fire safety,
or health ordinances applicable in Sections 32.03 and 32.05.
38.07. Issuance and Posting of Registration Certificate. The Director must issue a
registration certificate whenever the investigation of an application indicates that the dwellings,
apartments, or rooming units offered for rent comply with all provisions of this code, including any
provisions of the zoning, building, fire safety, or health ordinances applicable in Sections 32.03
and 32.05. Every registrant of a dwelling, apartment or rooming unit offered for rent shall post the
registration certificate in a conspicuous place.
38.08. Notice of Violation. The Director must serve notice to the applicant, as required by
Section 32.11, whenever the Director’s investigation of an application for registration certificate
indicates that the dwelling, apartment or rooming unit that is non-owner occupied does not
comply with the provisions of this code. Additionally, owners of rental property must give notice of
outstanding violations under Section 38.153 to purchasers of such property.
38.09. Rejection of Application. Whenever the investigation of an application for
registration certificate indicates that the dwelling, apartment or rooming unit does not comply with
the provisions of this code, and from the nature of the violations, the dwelling, apartment or
rooming unit cannot be brought up to meet the minimum requirements, the Director shall return
the application to the applicant stating the reasons for the rejection of the application.
38.091. Temporary Rental Registration Certificates. The Director of Building Safety may
issue a temporary rental registration certificate when corrections required following inspection do
not constitute a fire, safety or health hazard to the occupants or the general public, and the
repairs are not practically feasibly as a result of factors beyond the rental property owner’s
control. Such factors may include climatic conditions or the unavailability of contractors, supplies
or materials needed to make the corrections. A temporary rental registration certificate shall be
conditioned upon the rental property owner’s making the needed corrections with timelines
determined by the Director and identified on the temporary certificate. The temporary certificate
shall expire if the work is not completed, inspected and approved by the Director by the date
listed thereon.
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38.10. Appeals. Any applicant whose application for registration certificate has been
rejected by the Director, may request and shall be granted a hearing in the matter before the
Board of Appeals under the procedures found in Chapter 33 of this Code.
(3984, 11/1/10; 4357, 10/1/18)
38.11. Failure to Register. Every person required to register a dwelling, apartment, or
rooming unit under the provisions of this chapter and who fails to do so, or who allows the
property to be occupied when the registration certificate or right to receive such registration
certificate is revoked or suspended, shall be guilty of a violation of this code. Each day that a
property is rented out without a valid rental registration certificate on file for that property is a
separate violation. A violation of this section shall be a misdemeanor punishable by up to a
$1000 fine, 90 days in jail, or both.
38.12. Certificate Renewal and Transferability. Subdivision 1. All registration certificates
shall expire two years after date of issuance and must be renewed biennially. All information
required by Section 38.04 must be submitted at the time of renewal. The Director may issue one
year rental certificates to equalize the biennial inspection workload.
Subd. 2. Every person who transfers title to property registered under this chapter shall
provide the Director with the name, residence address, telephone number, and date of the
transfer of title to the new owner within 10 days of the date of such transfer. Within 30 days of the
date of such transfer, the new owner or their agent shall make application to transfer the
registration certificate to the new owner. A rental certificate transfer fee of $20.00 must be paid at
the time that the application for transfer is submitted to the Director. In the case of an option
contract where the holder of the option is collecting rents and/or is paying on the mortgage to the
property while the option remains unexercised, the holder of the option shall be deemed to be the
owner of the property for purposes of this section and shall be required to apply for a rental
registration certificate in his/her name. The date the option contract is created shall be deemed to
be the date the holder of the option becomes the "owner" for purposes of this section.
38.125. Suspension or Revocation of Registration Certificate. Subdivision 1. This
section is repealed by Ordinance #3984 on November 1, 2010. (3876, 7/7/08; 3984, 11/1/10)
Subdivision 1a. Any registration certificate issued by the City may be denied, allowed to
expire without renewal, suspended or revoked, or the licensee or applicant may be fined
consistent with section 38.153, subd. 3(c), upon a finding, based upon a preponderance of the
evidence presented at a public hearing, that the certificate holder, during the term of the
certificate, failed to comply with any provision of Chapter 32 (Housing Code), Chapter 34
(Minimum Housing Standards), Chapter 35 (Housing Code- Dwellings and Apartments), Chapter
38 (Registration of Rental Units), or Chapter 55 (Fire Prevention) of the Rochester Code of
Ordinances, any applicable federal or state statute or administrative rule, or any other city or
county ordinance. The failure to obtain an amended registration certificate showing the changed
name or location of a resident agent or property manager, as required by section 38.01, subd. 4
and the failure to comply with any of the Registration Certificate Standards provided in section
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38.045 are also a basis for any of the actions provided for in this section.
Subd. 1b. The Council may postpone or discontinue an action to deny, not renew, revoke
or suspend a registration certificate, or to fine a licensee or applicant, if it appears the licensee or
applicant has taken appropriate measures, including a failed eviction process, which will correct
the violation.
Subd. 1c. This section applies to individual units within buildings or complexes containing
multiple units when the non-compliance occurs within a unit. This section applies to a public
area covered by a registration certificate when the non-compliance occurs within a public area.
For purposes of this chapter, a “public area” shall have the meaning provided in section 35.11
and “applicable federal or state statute or administrative rule, or any other city or county
ordinance” shall mean any such law or ordinance that involves the protection and security of the
public’s health, welfare or safety. (3984, 11/1/10)
Subd. 2. A person’s right to apply and receive a registration certificate may be
suspended or revoked upon a finding, based upon a preponderance of the evidence presented at
a public hearing, that the applicant has allowed a person to occupy, or has rented or has offered
to rent to another for occupancy, any dwelling, or any apartment or rooming unit in any dwelling,
without first obtaining a registration certificate as required by this chapter. The Council may
postpone or discontinue an action to deny, not renew, revoke or suspend a registration certificate,
or to fine a licensee or applicant, if it appears the licensee or applicant has taken appropriate
measures, including a failed eviction process, which will correct the violation.
(3876, 7/7/08; 3963, 5/3/10; 3984, 11/1/10)
Subd. 3. Upon the Building Safety Director’s determination that a reasonable basis exists
to seek the suspension or revocation of a registration certificate, or right to obtain a certificate, or
to seek the imposition of a fine or other sanction, the Director shall cause a hearing to be held
before the Rental Housing Complaint Board. This Board consists of the Common Council
member representing the ward in which the non-compliance occurred, the Common Council
President and the Mayor. All parties must be given an opportunity to appear at the hearing after
receiving reasonable notice. The notice must state the time, place and issues involved. At the
hearing, the certificate holder may present evidence of mitigating circumstances showing the
absence of any need for a public hearing before the Common Council to consider the revocation
or suspension of the certificate, or the right to obtain a certificate, or the imposition of fines or
other sanctions. The Board must in good faith hear and consider this evidence in making its
recommendation as to the need for a public hearing.
Subd. 4. At the conclusion of the hearing, the Board must make a recommendation to the
Common Council as to whether there is a need for a public hearing to consider the suspension or
revocation of the certificate, or the right to obtain a certificate. The Board’s recommendation must
be submitted to the Council for its consideration. If the Council determines there is a need for the
Council to hold a public hearing to consider the suspension or revocation of a certificate, or the
right to obtain a certificate, or the imposition of a fine or other sanction, the Council must follow
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the procedure provided in subdivision 5.
Subd. 5. No such suspension or revocation shall be effective until the certificate holder
has been afforded an opportunity for a hearing under sections 14.57 to 14.70 of the Minnesota
Administrative Procedure Act. All parties must be given an opportunity to appear at the hearing
after receiving reasonable notice. The notice must state the time, place and issues involved. The
certificate holder may present evidence of mitigating circumstances that would allow the
certificate holder to retain the certificate or the right to obtain a certificate. The Common Council
must in good faith hear and consider this evidence in arriving at its final order.
Subd. 6. Upon a finding that the certificate holder, licensee or applicant has
violated any such statute, rule or ordinance, the Common Council may impose any of the
following sanctions:
A. Suspend the registration certificate, or the right to obtain a
certificate, for a period of time not to exceed two years. From
the time the suspension expires until the time the certificate is
scheduled to expire, if applicable, the certificate holder will be
on probation subject to compliance with all federal, state and
local laws and ordinances. If the certificate holder violates any
such law or ordinance during the time of probation, the Council
must hold another hearing to consider the revocation of the
certificate.
B. Revoke the rental registration certificate, or the right to obtain
a certificate, and establish a time after which the certificate
holder or applicant may apply for a new certificate for the
premises in question. The revocation period may not exceed
five years.
C. Impose a civil fine not to exceed $1,000 for each violation that
occurred.
D. Place the certificate holder or applicant on probation for a time
period not to exceed one year. During the probation, the
certificate holder or applicant must comply with all federal,
state and local laws and ordinances as well as any other
reasonable condition imposed by the Council designed to gain
compliance with applicable laws. If the certificate holder or
applicant violates any of the terms of probation, the Council
must hold a hearing to consider the suspension or revocation
of the certificate or the right to obtain a certificate.
(3984, 11/1/10)
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Subd. 7. Upon expiration of a suspension or probation time period, a certificate holder
must pay to the City a re-instatement fee of $100 for the first unit or public area to be re-inspected
and re-licensed and $20 for each additional unit or public area to be re-inspected and re-licensed.
(3650; 7/7/04)
38.13. Fees. Subdivision 1. In addition to such other fees as may be imposed by this
code, a non-refundable fee of $90 for each building and $30 for each apartment unit and the first
four rooming units not occupied by the owner shall be paid when an application for a registration
certificate or renewal is filed with the Director as required by this chapter. A non-refundable fee
of $45 for each building and $15 for each apartment unit and the first four rooming units will be
charged for a one year rental certificate issued in accordance with Section 38.12.
Subd. 2. If a rental registration renewal fee is not received by the Director prior to the
expiration of the certificate, an additional fee of 10% of the renewal due, up to a maximum of $30
for one to 30 days past due; or 25% of the renewal fee due, up to a maximum of $50 after 30
days past due shall be paid.
Subd. 3. In addition to any other fee provided by this section, an owner shall pay an
additional fee of $45 if, without reasonable cause, the owner fails to keep a scheduled
appointment.
Subd. 4. There shall be no additional fee charged for an initial inspection to determine the
existence of a housing code violation, nor any fee for the first reinspection to determine
compliance with an order to correct a housing code violation. An additional $45 fee shall be
charged for each subsequent reinspection occurring after the due date for compliance with an
order. The Director or the Director’s designee may waive the reinspection fee in case of an error
or other reasonable cause, including an extension of time granted for compliance, an unclear or
incorrect correction order, or a change of ownership during the time allotted for compliance. All
fees collected under this chapter shall be paid to the city director of finance.
Subd. 5. An administration fee of $90 will be charged for all contract work arranged by the
Department of Building Safety for the abatement of a public health or safety hazard, including but
not limited to Sections 35.21 and 35.22. The administration fee will be charged to the violator in
addition to all other costs incurred by the Department abating the public health and safety hazard.
38.150. Legislative Intent. It is declared to be the purpose and intent of Sections 38.151
through 38.153 to protect and preserve this city's neighborhoods and the public health, safety,
welfare and morals of those who live there. The Rochester Common Council determined that:
(1) there are persons residing in rental property in Rochester
engaging in disorderly conduct which results in a hostile
environment for other Rochester citizens living close to the rental
property;
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(2) there is currently no city ordinance which provides a formal
procedure by which the City can notify a rental property owner or
manager of the disorderly conduct occurring on the property;
(3) there is currently no procedure by which the City can require a
rental property owner or manager to respond to and resolve the
occurrences of disorderly conduct occurring on his or her rental
property and to take administrative action against his or her rental
registration certificate or right to obtain a rental registration
certificate should he or she fail to do so.
Accordingly, it is the intent of Sections 38.151 through 38.153 to address the serious and,
at times, life threatening problems posed by the occurrence of disorderly conduct to the health
and safety of all Rochester residents in all portions of this city. At the same time, the Common
Council recognizes, acknowledges, and complies with all due process and property rights
enjoyed by those who own or manage rental property as well as those who reside in such
property. This ordinance represents the City's good faith effort to balance those competing and
legitimate interests.
38.151. Definitions. For purposes of Sections 38.151 through 38.153, the following terms
shall have the meanings ascribed to them.
"Appropriate action" shall mean that action which a reasonable rental
property owner would take based upon the facts and circumstances of
each case so as to prevent a reoccurrence of the disorderly use.
"License" shall mean a registration certificate or the right to receive a
registration certificate as required by this chapter.
“Rental property owner” shall mean one who holds the license or who is
otherwise obligated to obtain and maintain the license as required by this
chapter.
"Licensed Premises" or "Premises" shall mean the property owned,
operated, or managed by a rental property owner and shall refer to an
individual unit within a multi-unit complex when applicable.
"Disorderly" or "Disorderly Use" shall mean that conduct occurring on the
“Licensed Premises" or “Premises” which violates a provision of Section
38.152(2).
38.152. Conduct on Licensed Premises. Subdivision 1. Any rental property owner shall
be responsible to take appropriate action against persons occupying specific units in the licensed
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premises or premises who conduct themselves in such a manner as to cause the premises to be
disorderly in violation of the statutes or ordinances listed in Subdivision 2. For purposes of this
Chapter, the term “persons occupying the premises” shall include tenants as defined by Minn.
Stat. § 566.18, and those persons on the licensed premises whose presence the tenant has
invited or to which the tenant has acquiesced. Violations of this section apply to individual units
within buildings or complexes containing multiple units when the conduct occurs within a unit.
Violations of this section by persons occupying specific units that occur within a common area of
the licensed premises shall apply both to the individual unit and to the common area of the
licensed premises.
Subd. 2. The following ordinances and statutes are applicable to this section:
a) Section 85.01 of the Rochester Code of Ordinances prohibiting
prostitution;
b) Section 85.02 of the Rochester Code of Ordinances prohibiting
indecent conduct;
c) Section 85.04 of the Rochester Code of Ordinances prohibiting
participation in a disorderly house;
d) Minnesota Statutes Sections 617.23 through 617.299 prohibiting
obscenity;
e) Section 85.10 of the Rochester Code of Ordinances prohibiting loud
parties or gatherings or other unnecessary loud noises;
f) Section 34.20-34.27 of the Rochester Code of Ordinances prohibiting
overcrowding;
g) Minnesota Statutes Sections 609.75 through 609.76 which prohibit
gambling;
h) Minnesota Statutes Sections 152.01 through 152.025 and Section
152.027, Subdivisions 1 and 2, which prohibit the unlawful sale or
possession of controlled substances;
i) Minnesota Statutes Chapter 340A which prohibits the unlawful sale,
use or possession of alcoholic beverages;
j) Minnesota Statutes Section 97B.021, 97B.045, 609.66 through
609.67 and 624.712 through 624.716, which prohibit the unlawful
possession, transportation, sale, or use of a weapon;
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k) Minnesota Statutes Section 609.72 which prohibits disorderly
conduct; or,
l) Minnesota Statutes Sections 609.221, 609.222, 609.223, 609.2231,
and 609.224 which prohibit assaults, except that domestic assaults,
as the same are defined by state law, are not included herein.
Subd. 3. The police or Director shall be charged with the responsibility of enforcing
Subdivision 2.
Subd. 4. Upon determination by the police or housing inspector that the licensed premises
were involved in a disorderly use, the police shall notify the license holder by regular mail of such
violation and direct the license holder to take appropriate action to prevent further violations.
Notice shall be effective if mailed to the license holder at that person's last known address. This
and subsequent notices are collectively referred to as disorderly use notices.
Subd. 5. If another instance of disorderly use on the premises occurs within 12 months of
an incident for which a prior disorderly use notice was given, the license holder shall be notified of
the instance of disorderly use and shall also be required to submit a written report of appropriate
actions taken by the rental property owner to prevent further disorderly use of the premises. This
written report shall be submitted to the police within five days of the notice of disorderly use of the
premises and shall, in addition to the report of appropriate actions to be taken, detail all actions
taken by the rental property owner in response to all notices of disorderly use of the premises
within the preceding 12 months. Failure to submit the written report as required herein shall be a
basis for the imposition of a fine and the revocation or suspension of the license or right to receive
the license for the specific units or units located on the licensed premises as otherwise provided
for in this chapter.
Subd. 6a. If another instance of disorderly use of the premises occurs within 12 months of
two or more prior disorderly use notices, the license or right to obtain such license may be
revoked or suspended for a specific unit or units located on the licensed premises. If the notice of
violation has been issued with respect to a common area of a building or complex of buildings
then the license or right to obtain such license as to all units in such building or complex may be
suspended or revoked.
Subd. 6b. If another instance of disorderly use of the premises occurs within 12 months of
the expiration of a prior suspension issued pursuant to the provisions of this chapter, the license
or right to obtain such license may be revoked or suspended for the specific unit or units located
on the licensed premises. If the notice of violation has been issued with respect to a common
area of a building or complex of buildings then the license or right to obtain such license as to all
units in such building or complex may be suspended or revoked.
Subd. 7. No suspension or revocation or other sanctions shall be imposed where one or
more of the three required disorderly use notices were mailed or delivered to the landlord after the
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rental property owner has filed an unlawful detainer action with the district court for the particular
unit or units identified in the disorderly use notice. Calls to police made by rental property owners
shall not be considered incidents of disorderly use in the implementation of Section 38.152,
subdivisions 4, 5, and 6. The initiation of an unlawful detainer action shall not be a bar to
sanctions, however, unless the action is diligently pursued by the rental property owner. Notice of
and a copy of the unlawful detainer action shall be delivered to the police department. A
determination that the licensed premises have been involved in a disorderly use as described in
Subdivision 2 shall be made upon a preponderance of the evidence. It shall not be necessary
that criminal charges be brought to support a determination of disorderly use, nor shall the fact of
dismissal or acquittal of such a criminal charge operate as a bar to adverse license action under
this section.
Subd. 8. This section applies to all leases, whether written or oral, and a landlord may
consider any tenant’s conduct listed in Section 38.152(2) to be both a material breach of the
lease and grounds for termination in any unlawful detainer action. Additionally, all written leases
executed after August 31, 1995 shall contain a clause providing that conduct that violates
Subdivision 2 constitutes both a material breach of the lease and grounds for termination of such
lease.
Subd. 9. This ordinance is not intended to supersede criminal sanctions that may be
applied to the individual who violates the statutes and ordinances listed in Subdivision 2.
Subd. 10. A purchaser of rental property against which there is an outstanding first or
second disorderly use notice takes the property subject to that notice. The purchaser may
petition the Common Council to have one or both of those notices stricken. In considering the
petition the Common Council shall consider the recommendations of the Crime Prevention Unit
and Building Safety Department, and shall strike one or both of the previous disorderly use
notices if such action promotes the public’s health, welfare and safety interests. Examples of
actions that promote the public’s health, welfare and safety include, but are not limited to: (a)
The need for a change in ownership of rental property that has a history of ordinance or state
law violations; (b) The implementation of new and positive rental practices, operations or
policies; (c) The attendance at the Crime Free Multi-Housing Program; and (d) The use of
beneficial lease agreement terms (such as requiring background checks and allowing for eviction
upon the occurrence of a disorderly use). (3991, 11/1/10)
Subd. 11. Consistent with Minnesota Statutes, Section 504B.205, subd. 3, nothing in this
section:
A. Requires an eviction after a specified number of calls by a
residential tenant for police or emergency assistance in
response to domestic abuse or any other conduct; or
B. Provides that calls by a residential tenant for police or
emergency assistance in response to domestic abuse or any
CHAPTER 38. HOUSING CODE. REGISTRATION OF RENTAL UNITS
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other conduct may be used to penalize or assess a fine to a
landlord. (4207, 8/17/15)
38.153. License Suspension and Revocation. Subdivision 1. This section is repealed by
Ordinance #3990 on November 1, 2010.
Subdivision 1a. Upon a determination that a license or right to obtain such a license may
be suspended or revoked, or that a fine or other sanctions may be imposed, a public hearing shall
be held before a body to be known as the Rental Housing Complaint Board. The Rental Housing
Complaint Board shall consist of the Common Council member from the ward in which the
licensed premises is located, the Common Council President, and the Mayor. All parties shall be
afforded an opportunity to appear at such hearing after receiving reasonable notice. The notice
shall state the time, place, and issues involved. At this hearing, rental property owners may
present evidence of mitigating circumstances showing the absence of any need for a public
hearing before the Council to consider the revocation or suspension of the license or right to
receive such a license, or the imposition of fines or other sanctions. (3990, 11/1/10)
Subd. 1b. Mitigating circumstances may include, but are not limited to, the following:
A. The license holder has initiated action to remove or evict the tenant;
B. The license holder has participated in the Rochester Police Department’s
Crime Free Multi-Housing Program;
C. The license holder was not the property owner at the time the disorderly use
notices were issued;
D. The license holder has taken action to update the lease consistent with this
chapter’s requirements;
E. The license holder has initiated background checks of potential tenants; or
F. The license holder has taken other action to monitor or positively impact the
tenant’s conduct. (3990, 11/1/10)
Subd. 1c. The Board shall in good faith hear and consider this evidence in making a
determination to hold a public hearing. At the conclusion of the hearing, the Board shall make a
recommendation to the Common Council regarding whether a need exists for a public hearing.
The Board's recommendation must be submitted to the Common Council for its consideration. If
the Council determines to call for a public hearing to consider the issue of suspension or
revocation, or the imposition of a fine, the Council shall follow the procedures described in
subdivision 2. (3990, 11/1/10)
Subd. 2. No suspension or revocation shall be effective until the rental property owner has
been afforded an opportunity for a hearing under Sections 14.57 to 14.70 of the Minnesota
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Administrative Procedure Act. Should the Common Council hold a public hearing pursuant to the
recommendation of the Rental Housing Complaint Board, all parties shall be afforded an
opportunity to appear at such hearing after receiving reasonable notice. The notice shall state the
time, place, and issues involved. At this hearing, license holders may present evidence of
mitigating circumstances that would allow a rental property to retain his or her license or the right
to obtain such a license. The Common Council shall in good faith hear and consider this
evidence in making a determination to revoke or suspend the license or right to receive a license,
impose civil penalties, or impose other reasonable conditions based upon violations of this
chapter. The Common Council may postpone or discontinue such proceedings if it appears that
the licensee has taken appropriate measures that will prevent further instances of disorderly use.
Subd. 3. The Common Council reserves the right to impose any of the following
sanctions for violations of Section 38.152(2):
a) suspend the license or right to receive a license for up to 60 days;
or
b) revoke the license or right to receive a license and establish the
time period after which an application for a new certificate for
the premises may be made; or
c) impose a civil fine not to exceed an amount equal to one months'
rent for each violation found as a result of the hearings; or
d) impose other reasonable conditions intended to limit future
incidents of disorderly use.
The council may also stay the suspension or revocation of a license or right to
receive a license upon the license holder’s compliance with the terms of the
council’s order. (3806, 3/5/07)
Subd. 4. Upon expiration of the suspension or revocation period, a license holder shall
pay to the City a reinstatement fee equal to $100 for the first unit re-licensed and $20 for each
additional unit.
Subd. 5. Upon the expiration of the suspension or revocation period and the license
holder’s compliance with such other sanctions imposed, the disorderly use notices that formed
the basis for the sanctions shall be stricken and not considered in any subsequent proceeding
under this chapter. (3991, 11/1/10)
38.154. Prospective Tenant Background Investigations. Subdivision 1. The Rochester
Common Council has determined that there are persons residing in rental property in Rochester
engaging in disorderly conduct which results in a hostile environment for other Rochester citizens
living in or close to the rental property. It is the declared purpose and intent of this section to
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protect and preserve this city's neighborhoods and the public health, safety, welfare and morals of
its citizens by providing a system at the local level for criminal history/background investigations
prospective tenants.
Subd. 2. Any owner of rental property may request that the Rochester Police Department
conduct a criminal history/background investigation of a prospective tenant as provided under
Section 21.05, subd. 1. Such request shall be on a form approved or provided by the Rochester
Police Department. The applicant shall pay an investigation fee as established by resolution of
the Common Council.
38.155. Declaration of Nuisance. Subdivision 1. Minnesota Statutes, Section
412.221,subd. 23 states that a city council has the power by ordinance to define nuisances and
to provide for their prevention or abatement. Minnesota Statutes, Section 410.33 extends this
authority to a home rule city including the City of Rochester. In addition, Section 1.00, subd. 3 of
the City of Rochester Home Rule Charter allows the City to utilize the authority found at
Minnesota Statutes, Section 412.221, subd. 23.
Subd. 2. The Rochester Common Council invokes the authority described in subdivision
1 and hereby declares the repeated violation of chapters 32, 34, 35, 38 or 55 to be a nuisance.
Subd. 3. For purposes of this section, a “repeated violation” means three or more
convictions for one property address, or six or more convictions for multiple property addresses,
involving chapters 32, 34, 35, 38 or 55 occurring within a 24 month period.
Subd. 4. In addition to any other relief provided by this chapter, the city attorney may
apply to a court of competent jurisdiction for injunctive relief to prohibit the continuation of any
nuisance as declared by this section. Such application for relief may include seeking a
temporary restraining order, temporary injunction or permanent injunction. (3992, 11/1/10)
(1406, 7/17/67; 1476, 12/16/68; 1739, 12/13/73; 1750, 2/19/74; 1816, 8/18/75; 2238, 3/16/82);
2315, 7/19/83; 2318, 8/1/83; 2318A, 8/9/83; 2765; 9/17/91; 2809, 4/20/92; 2812, 5/4/92; 2997,
8/8/95; 3000, 8/22/95; 3079, 3/4/97; 3174, 5/19/98; 3196, 10/6/98; 3298, 12/6/99; 3350, 8/22/00;
3362, 11/7/00; 3612, 1/21/04; 3631, 3/15/04; 3650, 7/7/04; 3806, 3/5/07; 3876, 7/7/08; 3963,
5/3/10; 3984, 11/1/10; 3990, 11/1/10; 3991, 11/1/10; 3992, 11/1/10; 3998, 1/19/11; 4008,4/4/11;
4032, 10/3/11; 4207, 8/17/15; 4357, 10/1/18)